Risk Officer

Monetary Metals & Co.; United States; Vor Ort; USD 90.000 - 130.000; Vollzeit

Zusammenfassung

Monetary Metals is building a Risk Department and seeks a Risk Officer to assist the Chief Risk Officer and General Counsel. The role focuses on AML/KYC, regulatory compliance, and supporting legal, risk, and operational functions.

You will help with due diligence, documentation, and coordination of workflows. The ideal candidate has 1-2 years of legal/paralegal experience and familiarity with AML/KYC processes, document management, and confidential information handling.

Qualifikationen

• 1-2 years of legal/paralegal experience preferred.
• AML/KYC, compliance, legal administration, financial services, or similar compliance experience preferred.
• Proficiency with Microsoft Word, Microsoft 365 suite, and document management systems.
• Ability to manage confidential information with discretion.
• Competitive salary commensurate with experience.

Aufgaben

• Lead onboarding and due diligence for clients and counterparties, including compliance requirements.
• Maintain compliance records and support legal documentation and calendaring.
• Assist with AML/KYC onboarding, due diligence reviews, and ongoing customer monitoring.
• Collect and maintain customer identification and compliance documentation with Relationship Management team.
• Track regulatory filings, compliance certifications, and record retention requirements.
• Prepare, review, and maintain legal documents including NDAs and contracts.
• Manage legal and compliance document repositories and recordkeeping.
• Coordinate signatures, approvals, and document execution workflows.
• Monitor outstanding compliance items and follow up with internal teams and external parties.
• Support audits, examinations, and compliance reviews by gathering requested documentation.

Kenntnisse

AML/KYC

Compliance

Legal administration

Confidential information handling

Tools

Microsoft Word

Microsoft 365

Document management systems

Jobbeschreibung

Monetary Metals (MM) is a disruptive, high growth gold platform, which pays interest to savers, finances qualified businesses, and provides a liquid marketplace for gold leases and bonds. Monetary Metals is seeking a Risk Officer to assist the Chief Risk Officer and General Counsel in building a Risk Department for the Company. The Risk Officer will support legal, risk, compliance, and operational functions of Monetary Metals, with a particular focus on Anti-Money Laundering (AML), Know Your Customer (KYC), and regulatory compliance activities. You would be responsible for assisting with general legal documentation and calendar management. This position reports to the Chief Risk Officer.

Core Responsibilities

• Responsible for leading onboarding and due diligence for Monetary Metals clients and counterparties, including compliance requirements for vendors and partners.
• Maintain compliance records and support legal documentation, contract administration, and calendaring while handling sensitive information with discretion.
• Assist with AML/KYC onboarding, due diligence reviews, and ongoing customer monitoring.
• Collect, organize, and maintain customer identification and compliance documentation in coordination with our Relationship Management team.
• Track regulatory filings, compliance certifications, and record retention requirements.
• Prepare, review, and maintain legal documents, including NDAs and a wide variety of standard contracts.
• Manage legal and compliance document repositories and ensure accurate recordkeeping.
• Conduct preliminary research on legal, regulatory, and compliance matters.
• Coordinate signatures, approvals, and document execution workflows.
• Monitor outstanding compliance items and follow up with internal teams and external parties.
• Support audits, examinations, and compliance reviews by gathering requested documentation.

Qualifications

• 1-2 years of legal/paralegal experience preferred.
• AML/KYC, compliance, legal administration, financial services, or similar compliance experience preferred.
• Proficiency with Microsoft Word, Microsoft 365 suite, and document management systems.
• Ability to manage confidential information with discretion.
• Competitive salary commensurate with experience