Risk & Compliance Attorney — Dodd-Frank Program

Securities and Exchange Commission; Boston (MA); On-site; USD 110,000 - 150,000; Full time

Job summary

The Securities and Exchange Commission in Boston, MA seeks a General Attorney (Risk and Compliance Attorney) to oversee the Division of Enforcement's risk and compliance program, including the 961 Program and the Management Assurance Program. Responsibilities include advising on Federal securities laws and ensuring compliance with regulatory requirements; the role supports evaluating and mitigating risks across the division.

Applicants should have a J.D. or LL.B.

Qualifications

• All qualification requirements must be met by the closing date of the announcement.
• BASIC REQUIREMENT: J.D. or LL.B. degree --AND-- Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or Puerto Rico.
• MINIMUM QUALIFICATION REQUIREMENT: Specialized experience includes providing advice and guidance on matters related to Federal securities laws, regulations, and policies.

Responsibilities

• Overseeing the Division's risk and compliance program.

Skills

Providing advice and guidance on Fed.

Education

J.D. or LL.B. degree

Job description

The Securities and Exchange Commission in Boston, MA seeks a General Attorney (Risk and Compliance Attorney) to oversee the Division of Enforcement's risk and compliance program, including the 961 Program and the Management Assurance Program. Responsibilities include advising on Federal securities laws and ensuring compliance with regulatory requirements; the role supports evaluating and mitigating risks across the division.

Applicants should have a J.D. or LL.B.