Risk Audit Manager - Banking & Finance (Hybrid)

SMBC; New York (NY); Hybrid; USD 145,000 - 185,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

SMBC is seeking an experienced Risk Audit Manager with a minimum of 7 years' experience in the banking & finance industry to work within the Internal Audit Department.

The Audit Manager will design and supervise execution of internal audits of various complexities, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures, as well as participate as a team member on other audit engagements or projects.

Qualifications

• Minimum 7 years internal audit experience in banking and finance.
• Subject matter expertise in financial risk and enterprise risk management.
• Knowledge of regulatory standards for Bank Holding Company.
• Excellent communication and presentation skills.

Responsibilities

• Manage audit teams to execute high quality reviews within deadlines.
• Direct and supervise audits from planning to reporting.
• Coach and provide feedback to audit staff, including co-sourced professionals.
• Communicate audit strategy and results to stakeholders and senior management.
• Assist with broader audit plan and assurance responsibilities as needed.
• Participate in risk assessment to identify trends and changes.
• Support special projects on process improvements and initiatives.
• Track closure of issues raised by regulators and department.

Skills

Internal audit

Financial risk

Regulatory standards

Communication skills

Education

Bachelor's Degree in Accounting/Finance

FRM or CFA certification

Job description

SMBC is seeking an experienced Risk Audit Manager with a minimum of 7 years' experience in the banking & finance industry to work within the Internal Audit Department.

The Audit Manager will design and supervise execution of internal audits of various complexities, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures, as well as participate as a team member on other audit engagements or projects.