RIA Compliance Officer

Welltower, Inc; New York (NY); On-site; USD 295,000 - 415,000; Full time

Benefits offered by this job

Base Salary & Bonus

PTO & Holidays

Stock Purchase Program

401(k) & Profit Sharing

Student Debt Assistance

Tuition Assistance

Medical/Dental/Vision

Job summary

Welltower, Inc. in New York City seeks an experienced RIA Compliance Officer to lead the administration of the compliance program for the registered investment adviser that advises private funds in the seniors housing sector.

You will report to senior management, manage regulatory filings, train staff, and liaise with regulatory authorities as the RIA’s primary contact. Eligible for competitive base salary, annual bonus, and comprehensive benefits.

Qualifications

• Minimum of 5 years of significant compliance experience with an SEC registered investment adviser, private funds manager, regulator or law firm advising registered investment advisers.

Responsibilities

• Oversee the administration of the RIA’s compliance program and related policies and procedures.
• Report regularly to senior management, fund governing bodies, and advisory committees regarding the compliance program, material compliance matters, and regulatory developments of the RIA.
• Oversee the preparation and timely filings of Form ADV, Form PF, and all other regulatory filings related to the RIA.
• Conduct regular trainings for covered persons subject to the RIA’s compliance program.
• Liaise with internal stakeholders at Welltower regarding the RIA.
• Serve as the RIA’s primary liaison for regulatory examinations and regulatory inquiries.

Skills

Regulatory Compliance

Independent Judgment

Regulatory Liaison

Job description

WELLTOWER – REIMAGINE REAL ESTATE WITH US

At Welltower, we’re transforming how the world thinks about senior living and wellness-focused real estate. As a global leader in residential wellness and healthcare infrastructure, we create vibrant, purpose-driven communities where housing, healthcare, and hospitality converge. Our culture is fast-paced, collaborative, and endlessly ambitious—guided by our mantra: The only easy day was yesterday.

We’re looking for bold, independent thinkers who thrive on challenge, embrace complexity, and are driven to deliver long-term value. Every team member is empowered to think like an owner, innovate fearlessly, and lead from where they stand. If you're passionate about outcomes and inspired by the opportunity to shape the future of healthcare infrastructure, we want you on our best-in-class team.

SUMMARY

The RIA Compliance Officer will support Welltower’s registered investment adviser (the “RIA”) and oversee the administration of the compliance policies and procedures for the RIA. The RIA advises private equity funds and private credit funds related to the seniors housing real estate sector.

KEY RESPONSIBILITIES

• Oversee the administration of such RIA’s compliance program and related policies and procedures.
• Report regularly to senior management, fund governing bodies, and advisory committees regarding the compliance program, material compliance matters, and regulatory developments of the RIA.
• Oversee the preparation and timely filings of Form ADV, Form PF, and all other regulatory filings related to the RIA.
• Conduct regular trainings for covered persons subject to the RIA’s compliance program.
• Liaise with internal stakeholders at Welltower regarding the RIA.
• Serve as the RIA’s primary liaison for regulatory examinations and regulatory inquiries.

OTHER DUTIES

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities that are required of this employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

TRAVEL

Some out-of-area and overnight travel may be expected.

MINIMUM REQUIREMENTS

• A minimum of 5 years of significant compliance experience with an SEC registered investment adviser, private funds manager, regulator or law firm advising registered investment advisers.
• Demonstrated ability to exercise independent judgment, elevate issues to senior management, and influence outcomes across business functions.
• Experience as a primary liaison with regulatory authorities regarding examinations and/or other regulatory related inquiries.

Applicants must be able to pass a pre-employment drug screen.

COMPENSATION

Salaries may vary by location. The range for this role in New York City, NY is $295,000 - $415,000 plus bonus. Final compensation determinations are made based on a variety of factors, including, but not limited to, the candidate’s individual experience, education, and skill level; business strategic priorities; primary office location; scope and anticipated strategic impact of the role.

WHAT WE OFFER

• Competitive Base Salary + Annual Bonus
• Generous Paid Time Off and Holidays
• Employee Stock Purchase Program – purchase shares at a 15% discount
• Employer-matching 401(k) Program + Profit Sharing Program
• Student Debt Program – we’ll contribute up to $10,000 towards your student loans!
• Tuition Assistance Program
• Comprehensive and progressive Medical/Dental/Vision options

Welltower® Inc. (NYSE: WELL) an S&P 500 company, is the world's preeminent residential wellness and healthcare infrastructure company. Our portfolio of 1,500+ Seniors and Wellness Housing communities is positioned at the intersection of housing, healthcare, and hospitality, creating vibrant communities for mature renters and older adults inthe United States,United Kingdom, andCanada. We also seek to support physicians in our Outpatient Medical buildings with the critical infrastructure needed to deliver quality care.

Our real estate portfolio is unmatched, located in highly attractive micro-markets with stunning built environments.Yet, we are an unusual real estate organization as we view ourselves as a product company in a real estate wrapper driven by relationships and unconventional culture.

Through our disciplined approach to capital allocation powered by our data science platform and superior operating results driven by the Welltower Business System, we aspire to deliver long-term compounding of per share growth and returns for our existing investors – ourNorth Star.

Welltower is committed to leveraging the talent of a diverse workforce to create great opportunities for our business and our people. EOE/AA. Minority/Female/Sexual Orientation/Gender Identity/Disability/Vet

Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
This employer is required to notify all applicants of their rights pursuant to federal employment laws.For further information, please review the Know Your Rights notice from the Department of Labor.