A boutique wealth management firm in Torrance, California, is seeking an Investment & Operations Associate to manage client interactions and support day-to-day operations. Ideal candidates will have extensive experience in client service within wealth management and hold a FINRA Series 7 or Series 6 license. The position offers potential for career growth, a competitive salary plus bonuses, and opportunities for professional development. This role will mainly be remote with some in-office requirements.
Qualifications
23 years of client service or operations experience in Wealth Management.
FINRA Series 7 or Series 6 license required.
Experience with investment products and asset classes.
Responsibilities
Manage daily client service requests and ensure timely follow-up.
Prepare materials for client meetings and attend them.
Support new client onboarding and maintain client records.
Skills
Client service expertise
Operational experience
Strong verbal communication
Tech-savvy
Tools
MS Office
eMoney
Redtail CRM
Job description
A boutique wealth management firm in Torrance, California, is seeking an Investment & Operations Associate to manage client interactions and support day-to-day operations. Ideal candidates will have extensive experience in client service within wealth management and hold a FINRA Series 7 or Series 6 license. The position offers potential for career growth, a competitive salary plus bonuses, and opportunities for professional development. This role will mainly be remote with some in-office requirements.