Remote VP, Finance Operations & Regulatory Oversight

Mutual-of-America-Financial-Group; New York (NY); Remote; USD 177,000 - 265,000; Full time

Benefits offered by this job

Annual Bonus

Benefits Package

401(k) Match

Parental Leave

Paid Time Off

Job summary

Mutual of America Financial Group seeks a Vice President, Finance Operations (FINOP) to lead regulatory reporting, capital management, and financial controls for the broker-dealer. This role partners with senior leadership to ensure SEC/ FINRA compliance and strong governance while guiding strategic financial operations.

Remote or hybrid in the greater NYC area. Requires Series 27 and 10+ years in broker-dealer finance with a Bachelor's degree; base salary ranges from $176,700 to $265,100, plus

Qualifications

• Active Series 27 license required.
• Bachelor’s degree in accounting, finance, business administration, or related field.
• 10+ years of progressive experience in broker-dealer finance, regulatory reporting, operations, or compliance.
• Extensive knowledge of SEC, FINRA, SIPC, and broker-dealer regulatory requirements.
• Experience preparing FOCUS Reports, net capital computations, reserve calculations, and regulatory filings.

Responsibilities

• Regulatory oversight and compliance for FINOP responsibilities.
• Oversee financial reporting, GL, and capital adequacy.
• Collaborate with Compliance, Legal, Operations, and Finance on controls.
• Provide strategic financial guidance to senior leadership.
• Identify and mitigate operational, financial, and regulatory risks.

Skills

Series 27 license

Regulatory knowledge

Financial analysis

Risk management

Communication skills

Education

Bachelor's degree

Tools

FOCUS Reports

Regulatory reporting software

Job description

Mutual of America Financial Group seeks a Vice President, Finance Operations (FINOP) to lead regulatory reporting, capital management, and financial controls for the broker-dealer. This role partners with senior leadership to ensure SEC/ FINRA compliance and strong governance while guiding strategic financial operations.

Remote or hybrid in the greater NYC area. Requires Series 27 and 10+ years in broker-dealer finance with a Bachelor's degree; base salary ranges from $176,700 to $265,100, plus