Remote Senior Compliance Consultant – 3-Month Contract

Butler Rose; United States; Remote; USD 148,000 - 221,000; Part time

Job summary

Butler Rose is seeking Senior Compliance Consultants to support regulatory due diligence projects in wealth, pensions, and investments. The roles are remote, contract-based (up to 3 months) with very decent day rates inside IR35 and a quick start.

The work is document-led and analytical, requiring strong regulatory judgement and risk assessment of frameworks, policies, controls and governance. Key tasks include reviewing SMCR, governance, risk registers and policies, identifying gaps and

Qualifications

• Senior compliance experience in wealth, pensions or investments.
• Experience with SMF16 is desirable not essential.
• Contract role, remote, short-notice start.

Responsibilities

• Review existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales and advice processes).
• Identify gaps, risks and areas requiring remediation or escalation.
• Provide clear, pragmatic written and verbal feedback.

Skills

Regulatory compliance

Risk assessment

Analytical thinking

Documentation review

Job description

Butler Rose is seeking Senior Compliance Consultants to support regulatory due diligence projects in wealth, pensions, and investments. The roles are remote, contract-based (up to 3 months) with very decent day rates inside IR35 and a quick start.

The work is document-led and analytical, requiring strong regulatory judgement and risk assessment of frameworks, policies, controls and governance. Key tasks include reviewing SMCR, governance, risk registers and policies, identifying gaps and