Remote Senior Compliance Associate - AML/KYC Expert

Ondo Finance, Inc.; Oregon; Hybrid; USD 120,000 - 170,000; Full time

Benefits offered by this job

Remote-first

Health benefits

Flexible PTO

Job summary

Ondo Finance, Inc. is seeking a Compliance Senior Associate to join our compliance team remotely. The role supports AML/BSA, KYC, and OFAC compliance across a fast-paced financial services environment.

You will assist with e-communication reviews, DDQs, and RFPs, and help complete regular compliance checklists and governance activities. Strong analytical and cross-functional communication skills are essential.

Qualifications

• 5+ years of experience in KYC, AML, or compliance operations within financial services or fintech.
• Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance.
• Strong ability to analyze situations for compliance and business risk, and to implement effective solutions to address and mitigate such risk.
• Excellent organizational skills with strong attention to detail and the ability to manage multiple deadlines simultaneously.
• Strong written and verbal communication skills, with the ability to work cross-functionally and interact with regulators, auditors, and internal stakeholders.
• Preferred: 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA).

Responsibilities

• Assist with e-communication archiving reviews to monitor and ensure adherence to firm policies.
• Provide input on and help complete Due Diligence Questionnaires (DDQs) and Requests for Proposals (RFPs).
• Complete weekly, monthly, and quarterly compliance checklists in a timely and accurate manner.
• Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements.
• Assist in the preparation of risk assessments, annual reviews, and vendor reviews.
• Support the Firm's responses and documentation requests related to regulatory inquiries, third-party examinations, and internal audits.
• Help maintain governance around relevant committees, including scheduling, preparing materials, and documenting meeting notes.

Skills

KYC/AML compliance

Regulatory risk

Cross-functional communication

Regulatory interaction

Attention to detail

Financial services compliance

Job description

Ondo Finance, Inc. is seeking a Compliance Senior Associate to join our compliance team remotely. The role supports AML/BSA, KYC, and OFAC compliance across a fast-paced financial services environment.

You will assist with e-communication reviews, DDQs, and RFPs, and help complete regular compliance checklists and governance activities. Strong analytical and cross-functional communication skills are essential.