Remote Senior AML Investigator I Sanctions Compliance

Capital One; Wilmington (IL); Hybrid; USD 74,000 - 85,000; Full time

Job summary

Capital One is seeking an AML Senior Investigator I on the Sanctions Escalations team to help ensure compliance with sanctions laws and regulations. The role involves decisioning complex sanctions alerts, documenting results, and supporting regulatory reporting.

You will work with senior advisors and contribute to remediation actions, controls testing, and data analysis within Capital One's Compliance Management Program framework.

Qualifications

• High School Diploma, GED or equivalent certification.
• At least 1 year of sanctions experience, AML, investigative or compliance experience.
• 3+ years sanctions experience, investigative experience, or compliance experience.
• Bachelor's degree or equivalent in Criminal Justice, Fraud Prevention or Homeland Security.
• 3+ years of experience in an Anti-Money Laundering capacity.
• 3+ years of experience in the Financial Services industry.

Responsibilities

• Reviewing, decisioning complex sanctions alerts.
• Accurately documenting alert decisioning and delivering high quality results.
• Assisting in relevant regulatory reporting.
• Working with senior advisors to support lines of business in sanctions compliance requirements.
• Participating in targeted validations on controls over regulations and sanctions compliance testing.
• Developing understanding of Compliance Risk Management Framework and sanctions laws.
• Assisting in capturing, maintaining, and analyzing sanctions compliance data.
• Participating in projects to support more senior advisors.
• Participating in reporting activities in a support role.

Skills

Sanctions experience

AML experience

Investigative experience

Compliance experience

Education

Bachelor's in Criminal Justice

Fraud Prevention

Homeland Security

Tools

Microsoft Office

Google Suite

Job description

Capital One is seeking an AML Senior Investigator I on the Sanctions Escalations team to help ensure compliance with sanctions laws and regulations. The role involves decisioning complex sanctions alerts, documenting results, and supporting regulatory reporting.

You will work with senior advisors and contribute to remediation actions, controls testing, and data analysis within Capital One's Compliance Management Program framework.