Remote Securities Law Expert for Regulatory AI QA

Truelancer AI; United States; A distancia; USD 120.000 - 180.000; Jornada completa

Descripción de la vacante

Truelancer AI seeks a Securities Law Expert with deep expertise in United States federal securities law and financial-services regulation to support evaluation of advanced AI systems. The role covers legal research, regulatory analysis, citation verification, factuality assessment, and evaluation of AI-generated legal reasoning under SEC and FINRA frameworks.

Ideal candidates have 3+ years of securities law experience, familiarity with Forms U4/U5, BrokerCheck, FINRA Rule 3270, and broker-dealer

Formación

• Licensed attorney or equivalent with securities law expertise.
• 3+ years of relevant securities law, regulatory, compliance, or legal research experience.
• Strong knowledge of U.S. Federal Securities Law.

Responsabilidades

• Conduct comprehensive legal and regulatory research relating to U.S. securities law.
• Analyze SEC regulations, FINRA rules, enforcement actions, and other authoritative regulatory materials.
• Evaluate AI-generated legal research for legal and factual accuracy.
• Establish ground-truth information for securities law and financial regulatory questions.
• Verify citations and assess whether legal claims are supported by authoritative sources.
• Analyze the applicability and hierarchy of federal securities authorities and regulatory requirements.
• Review and interpret FINRA rules, including FINRA Rule 3270.
• Analyze matters involving Forms U4/U5, BrokerCheck, securities compliance, and regulatory obligations.
• Draft regulatory analyses and related legal materials.
• Identify unsupported claims and regulatory misconstructions in AI outputs.

Conocimientos

U.S. Federal Securities Law

SEC regulations and regulatory req.

SEC enforcement matters

FINRA compliance

FINRA Rule 3270

Forms U4 and U5

BrokerCheck

broker-dealer regulatory requirements

securities regulatory advisory

financial-services regulation

securities-related legal research

Educación

J.D. or LL.M. in securities law

Herramientas

Regulatory databases (SEC/FINRA)

Descripción del empleo

Truelancer AI seeks a Securities Law Expert with deep expertise in United States federal securities law and financial-services regulation to support evaluation of advanced AI systems. The role covers legal research, regulatory analysis, citation verification, factuality assessment, and evaluation of AI-generated legal reasoning under SEC and FINRA frameworks.

Ideal candidates have 3+ years of securities law experience, familiarity with Forms U4/U5, BrokerCheck, FINRA Rule 3270, and broker-dealer