Remote Investment Risk & Regulatory Specialist

RSM US LLP; United States; Remote; USD 134,000 - 269,000; Full time

Job summary

Risk & Regulatory Consulting, LLC (RRC), an affiliate of RSM, seeks an Investment Specialist to evaluate investment portfolios and risk controls for regulatory examinations and special projects. The role offers remote USA work with potential for advancement.

Required are a finance/ Accounting background and 10+ years in investment risk management; MBA/CPA/CFA preferred. Strong communication and project management skills are essential.

Qualifications

• Bachelor’s degree in Finance or Accounting is required.
• 10+ years of investment management or risk management experience in finance.
• MBA, CPA or CFA/CIS preferred; professional certifications are a plus.

Responsibilities

• Review and analyze investment portfolios for regulatory exams and projects.
• Assess investment policies, controls, and governance against standards.
• Evaluate risk management processes and hedging programs.
• Prepare deliverables, participate in client status meetings, and communicate findings.
• Conduct interviews with senior management and develop interview questions.
• Document work in accordance with regulatory requirements.

Skills

Critical thinking

Regulatory analysis

Investment risk management

Communication skills

Project management

Education

Bachelor's Degree in Finance or Accounting

MBA, CPA or CFA/CIS preferred

Tools

Microsoft 365

Excel

Presentation software

Job description

Risk & Regulatory Consulting, LLC (RRC), an affiliate of RSM, seeks an Investment Specialist to evaluate investment portfolios and risk controls for regulatory examinations and special projects. The role offers remote USA work with potential for advancement.

Required are a finance/ Accounting background and 10+ years in investment risk management; MBA/CPA/CFA preferred. Strong communication and project management skills are essential.