Remote-First Trade Surveillance & Investigations Analyst

Coinbase; New York (NY); Hybrid; USD 109,000 - 128,000; Full time

Job summary

Coinbase seeks a Trade Surveillance Associate to monitor activity and investigate potential violations within Coinbase Derivatives, LLC. You will support regulatory obligations and collaborate with the Market Regulation team to uphold integrity of our markets.

You will analyze alerts, prepare investigations, and present findings to senior leadership, regulators, and governance bodies, while applying CFTC rules and exchange standards to real-world trading scenarios.

Qualifications

• 3+ years of market and trade surveillance experience in regulated entities or equivalent.
• Solid understanding of derivatives trading and investigative techniques.
• Ability to apply CFTC regulations and exchange rules to cases.
• Strong memo/reports and presentations for diverse stakeholders.
• Experience balancing multiple investigations with deadlines.

Responsibilities

• Investigate potential trade practice violations to ensure compliance with rules.
• Analyze surveillance alerts and triage matters with leadership.
• Produce investigative reports with observations and assessments.
• Deliver updates to executives and committees on trade activity.
• Identify trends and propose process improvements for risk management.

Skills

Market surveillance

Regulatory compliance

Investigative reporting

Regulators communications

AI-assisted workflows

Job description

Coinbase seeks a Trade Surveillance Associate to monitor activity and investigate potential violations within Coinbase Derivatives, LLC. You will support regulatory obligations and collaborate with the Market Regulation team to uphold integrity of our markets.

You will analyze alerts, prepare investigations, and present findings to senior leadership, regulators, and governance bodies, while applying CFTC rules and exchange standards to real-world trading scenarios.