Remote Brokerage Ops & Options Risk Associate

Social Leverage LLC; New Jersey; On-site; USD 60,000 - 80,000; Full time

Benefits offered by this job

Competitive Salary & Stock Options

New Hire Home-Office Setup: USD $500

Monthly Stipend: USD $150

Job summary

Alpaca, a fintech startup, seeks a Brokerage Operations Margin and Option Associate to manage trading exposure and monitor customer activity. This role is ideal for those with 3+ years in brokerage operations, offering the chance to thrive in a dynamic remote workplace.

You will ensure compliance with regulations and drive process improvements while enjoying competitive pay and stock options. The company values diversity and encourages passionate candidates to apply.

Qualifications

• Series 7 and 63 required, series 4 preferred or ability to obtain within three months.
• 3+ years of brokerage operations experience.
• Strong attention to detail and ability to thrive in fast-paced environment.

Responsibilities

• Monitor customer activity to manage trading exposure.
• Review daily reporting and take action for exceptions.
• Follow Federal Reserve Regulation T and FINRA rules.

Skills

Adaptability

Brokerage

Customer Service

Process Improvements

Project Collaboration

Regulatory Compliance

Job description

Alpaca, a fintech startup, seeks a Brokerage Operations Margin and Option Associate to manage trading exposure and monitor customer activity. This role is ideal for those with 3+ years in brokerage operations, offering the chance to thrive in a dynamic remote workplace.

You will ensure compliance with regulations and drive process improvements while enjoying competitive pay and stock options. The company values diversity and encourages passionate candidates to apply.