Remote AML Audit Lead — 2-Month Project

TALENT SHIFT; Northern (KY); On-site; USD 90,000 - 130,000; Full time

Job summary

TALENT SHIFT, LLC is seeking an experienced AML Auditor for a broker-dealer client on a project basis. This fully remote role is expected to complete in 2 months.

Responsibilities include applying expert knowledge of BSA/AML and Fraud risks, planning and executing AML audits within the broker dealer business, and ensuring compliance with financial crime regulations including sanctions.

Qualifications

• Bachelor’s degree or higher in accounting, finance, or other related fields.
• 5+ years of Banking/ Broker Dealer industry experience.
• 5+ years Internal Audit experience specifically within Financial Crimes Compliance.
• Qualified applicants must reside in the continental U.S.
• Must be legally authorized to work in the United States now and in the future. Visa sponsorship is not available for this position.

Responsibilities

• Utilize expert knowledge of BSA/AML and Fraud risks and a deep business understanding of the controls applicable within Broker Dealers
• Plan, perform, and execute AML audits within the broker dealer business
• Demonstrate knowledge in financial crime compliance regulations including the BSA/AML & Sanctions

Job description

TALENT SHIFT, LLC is seeking an experienced AML Auditor for a broker-dealer client on a project basis. This fully remote role is expected to complete in 2 months.

Responsibilities include applying expert knowledge of BSA/AML and Fraud risks, planning and executing AML audits within the broker dealer business, and ensuring compliance with financial crime regulations including sanctions.