AML Audit

TALENT SHIFT; Northern (KY); Hybrid; USD 90,000 - 130,000; Full time

Job summary

TALENT SHIFT, LLC is seeking an experienced AML Auditor for a broker-dealer client on a project basis. This fully remote role is expected to complete in 2 months.

Responsibilities include applying expert knowledge of BSA/AML and Fraud risks, planning and executing AML audits within the broker dealer business, and ensuring compliance with financial crime regulations including sanctions.

Qualifications

• Bachelor’s degree or higher in accounting, finance, or other related fields.
• 5+ years of Banking/ Broker Dealer industry experience.
• 5+ years Internal Audit experience specifically within Financial Crimes Compliance.
• Qualified applicants must reside in the continental U.S.
• Must be legally authorized to work in the United States now and in the future. Visa sponsorship is not available for this position.

Responsibilities

• Utilize expert knowledge of BSA/AML and Fraud risks and a deep business understanding of the controls applicable within Broker Dealers
• Plan, perform, and execute AML audits within the broker dealer business
• Demonstrate knowledge in financial crime compliance regulations including the BSA/AML & Sanctions

Job description

Overview

We are looking for an experienced AML Auditor for our leading broker dealer client on a project basis. This role is a fully remote position that is expected to complete in 2 months.

Responsibilities

• Utilize expert knowledge of BSA/AML and Fraud risks and a deep business understanding of the controls applicable within Broker Dealers
• Plan, perform, and execute AML audits within the broker dealer business
• Demonstrate knowledge in financial crime compliance regulations including the BSA/AML & Sanctions

Qualifications

• Bachelor’s degree or higher in accounting, finance, or other related fields
• 5+ years of relevant Banking/ Broker Dealer industry experience
• 5+ years of Internal Audit experience specifically within Financial Crimes Complaince
• Qualified applicants must reside in the continental U.S.
• Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position.

About TALENT SHIFT, LLC

Talent Shift, LLC is a marketplace that matches professionals with projects at dynamic companies across the globe, including exciting opportunities in advisory, assurance and tax. Our community is cultivated by a team of dedicated professionals working to help clients navigate hybrid workforce strategies and connect contract workers with projects they love. Talent Shift, LLC is a subsidiary of Forvis Mazars, LLP. Forvis Mazars, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, or other protected classifications.

Equal Opportunity Employer Veterans/Disability

Colorado's Equal Pay for Equal Work Act (SB 19-085) Pursuant to Colorado's Equal Pay for Equal Work Act, the salary range displayed is for the Colorado market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs.

California Pay Transparency Pursuant to the pay transparency laws of California, the salary range displayed is for the California market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs.

Los Angeles (LA) County and City of LA applicants

Talent Shift will consider for employment all qualified applicants, including those with criminal histories and conviction records, in a manner consistent with the requirements of applicable state and local laws, including but not limited to the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, the LA County Fair Chance Ordinance, and the California Fair Chance Act. Please see the City of Los Angeles Fair Chance Ordinance and the Los Angeles County Fair Chance Ordinance notice for more information.

New York Pay Transparency Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs.