Regulatory Reporting & Controls Analyst

Bank of America; Jacksonville (FL); On-site; USD 70,000 - 110,000; Full time

Job summary

Bank of America seeks a Regulatory Reporting Operations Professional to analyze and support regulatory reporting across client asset protection. You will coordinate with multiple operations functions, drive control discipline, and support audits and regulatory examinations.

Responsibilities include oversight of regulatory controls, data-driven issue remediation, and collaboration with cross-functional teams to implement enhancements.

Qualifications

• 1-3 years working knowledge of U.S. customer protection rules, or equivalent regulatory exposure.
• Ability to design, implement, and assess regulatory controls and remediation.
• Familiarity with broker-dealer operations including accounts, reconciliation, and regulatory reporting.
• Experience using KRIs, KPIs, and process metrics to monitor control effectiveness.
• Experience supporting audits, regulatory examinations, and issue remediation.
• Strong data analysis, trend identification, and root cause investigation skills.
• Ability to improve processes and implement sustainable control improvements.
• Proven cross-functional collaboration and stakeholder influence skills.
• Explicit initiative, ownership, and ability to manage multiple priorities.

Responsibilities

• Own the execution and effectiveness of regulatory oversight processes and controls to ensure compliance and audit readiness.
• Monitor key process health metrics and control performance indicators to identify risks and prioritize improvements.
• Assess system design and process controls through data analysis and root-cause investigations.
• Partner with cross-functional teams to resolve issues and implement control enhancements.
• Administer third-party custodial account processes, including setup, maintenance, reconciliation, and documentation.
• Identify, document, assess, and escalate risks, control gaps, and incidents for timely resolution.
• Serve as a subject matter expert for audits and regulatory examinations; lead small to mid-sized projects.
• Leverage emerging technologies and data-driven insights to improve controls and efficiency.

Skills

Regulatory knowledge

Control & risk

Operational expertise

Audit readiness

Analytical thinking

Power BI

Python

SQL

Excel

Alteryx

Tools

Power BI

Python

SQL

Excel

Alteryx

Job description

Bank of America seeks a Regulatory Reporting Operations Professional to analyze and support regulatory reporting across client asset protection. You will coordinate with multiple operations functions, drive control discipline, and support audits and regulatory examinations.

Responsibilities include oversight of regulatory controls, data-driven issue remediation, and collaboration with cross-functional teams to implement enhancements.