Regulatory Reporting Controller

Larson Maddox; New York (NY); On-site; USD 160,000 - 185,000; Full time

Benefits offered by this job

100% employer-paid medical and dental coverage

401(k) match

Generous PTO

Tuition reimbursement

Job summary

A leading fintech brokerage in Wall Street seeks an experienced Finance Controller. This high-impact role involves overseeing financial operations, ensuring compliance with U.S. GAAP, and managing accounting functions. Candidates should hold a CPA and have 7+ years of broker-dealer accounting experience. The position offers competitive benefits including 100% employer-paid medical coverage and generous PTO.

Qualifications

• 7+ years of experience in accounting, preferably within broker-dealer environments.
• Experience with corporate tax and public audit is highly valued.
• Independent thinker with strong leadership and interpersonal skills.

Responsibilities

• Oversee monthly close process, including journal entries and reconciliations.
• Manage accounts payable/receivable functions for timely payments.
• Prepare and analyze financial forecasts and budgets.

Skills

Broker-dealer accounting

Regulatory reporting

Financial leadership

U.S. GAAP

Strong leadership skills

Interpersonal skills

Education

Bachelor's degree in Accounting or Finance

CPA license

Tools

Oracle Cloud G/L

Job description

Base pay range

$160,000.00/yr - $185,000.00/yr

Finance Controller - Wall Street | Leading Fintech Brokerage

Location: Wall Street, NYC Industry: Fintech / Digital Brokerage

Work Model: On-Site

Our client is a rapidly growing digital brokerage platform that empowers individual investors through cutting-edge technology, low-fee trading, and robust market data. With operations spanning 15 global regions and over 20 million users, this fintech leader is redefining how people engage with financial markets.

They are seeking a seasoned Finance Controller to join their world-class Finance team based in New York City. This is a high-impact role offering deep exposure to the company\'s operations and performance across multiple affiliated entities. The ideal candidate will bring a strong background in broker-dealer accounting, regulatory reporting, and financial leadership.

Key Responsibilities

• Oversee all aspects of the monthly close process, including journal entries, reconciliations, and financial statement preparation
• Manage accounts payable/receivable functions and ensure timely vendor payments and collections
• Lead intercompany allocations, variance analysis, and closing adjustments
• Prepare and analyze financial forecasts, budgets, and internal reports
• Develop and mentor accounting staff, fostering operational efficiency and professional growth
• Ensure compliance with U.S. GAAP and regulatory reporting requirements
• Maintain and enhance internal controls, including documentation and remediation
• Serve as liaison with auditors, tax professionals, and regulatory examiners

Qualifications

• Bachelor\'s degree or higher in Accounting or Finance
• CPA license required
• 7+ years of experience in accounting, preferably within broker-dealer environments
• Strong understanding of U.S. GAAP and financial reporting standards
• Experience with Oracle Cloud G/L and SOX controls is a plus
• Corporate tax and public audit experience highly valued
• Independent thinker with strong leadership and interpersonal skills

Benefits: 100% employer-paid medical and dental coverage for employees and dependents; 401(k) match, commuter benefits, and short-term disability coverage; Generous PTO, paid parental leave, and volunteer days; Tuition reimbursement for continued education and certifications; Catered lunches, stocked kitchens, and monthly happy hours.

This role is based in the firm\'s Wall Street office, where in-person collaboration drives innovation, mentorship, and growth.

Seniorities

• Director

Employment type

• Full-time

Job function

• Finance