Regulatory & Financial Reporting Manager

Charles Schwab; Lone Tree (CO); Hybrid; USD 150,000 - 190,000; Full time

Benefits offered by this job

401(k) with company match

PTO and sabbatical

Parental leave and family benefits

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Charles Schwab seeks a Manager for Financial and Regulatory Reporting within the Corporate Controller’s organization. Lead key reporting activities, oversee deliverables, and drive improvements in data quality, controls, and efficiency across Accounting, Finance, Risk, Treasury, Product, Technology, and Data Governance.

You will guide a team, interpret regulatory requirements, and partner with stakeholders to ensure accurate, timely filings and audit readiness in a hybrid work environment.

Qualifications

• Bachelor’s degree in Accounting, Finance, or a related field; advanced degree or professional certification is a plus.
• Five or more years of progressive accounting, financial reporting, regulatory reporting, or related financial services experience.
• Strong knowledge of U.S. GAAP, financial reporting, internal controls, and data governance principles.
• Demonstrated ability to lead complex deliverables, manage competing priorities, and meet firm deadlines.
• Strong analytical and problem-solving skills, including the ability to evaluate data, identify issues, and drive resolution.
• Excellent written, verbal, and interpersonal communication skills, with the ability to explain complex topics clearly.

Responsibilities

• Manage the preparation, review, and timely submission of assigned financial and regulatory reports.
• Provide leadership, coaching, and subject matter guidance to team members while promoting accountability and continuous development.
• Interpret reporting instructions and accounting guidance, assess impacts, and coordinate implementation of new or revised requirements.
• Maintain effective controls, reconciliations, documentation, and evidence to support accurate reporting and audit readiness.
• Analyze reporting data, investigate variances and data-quality issues, and partner upstream owners to resolve root causes.
• Lead process improvement and automation initiatives that strengthen accuracy, efficiency, scalability, and transparency.
• Support the integration of new products, systems, and data sources into the regulatory reporting framework.
• Build strong partnerships across Accounting, Finance, Risk, Treasury, Product, Technology, and Data Governance.
• Communicate complex reporting matters clearly to business partners, leadership, auditors, and other stakeholders.
• Contribute to special projects, examinations, and ad hoc analyses as business and regulatory priorities evolve.

Skills

GAAP knowledge

Financial reporting

Data governance

Analytical thinking

Communication

Excel

Cross-functional collaboration

Education

Bachelor’s degree in Accounting, Finance, or related field

CPA designation (preferred)

Tools

SQL

Power Query

Toad Data Point

Alteryx

Microsoft Access

Excel advanced

Job description

Charles Schwab seeks a Manager for Financial and Regulatory Reporting within the Corporate Controller’s organization. Lead key reporting activities, oversee deliverables, and drive improvements in data quality, controls, and efficiency across Accounting, Finance, Risk, Treasury, Product, Technology, and Data Governance.

You will guide a team, interpret regulatory requirements, and partner with stakeholders to ensure accurate, timely filings and audit readiness in a hybrid work environment.