Regulatory Examiner — Derivatives Markets

National Futures Association; New York (NY); On-site; USD 66,000 - 110,000; Full time

Job summary

National Futures Association seeks an Examiner to join a high-performing regulatory team in New York. You will develop investigative strategies, monitor member institutions through examinations and analyses, and assess findings for potential rule violations and corrective actions.

The role emphasizes critical thinking, teamwork, and a strong commitment to integrity and public protection within the derivatives markets.

Qualifications

• Bachelor's degree in a business-oriented major.
• Nine credit hours of accounting, including an intermediate accounting class.
• Demonstrated ability to work effectively in a team environment.
• Alignment with NFA's values: approachability, trustworthiness and courtesy; integrity.
• GPA: 3.0 on a 4.0 scale preferred.
• Strong leadership skills preferred.

Responsibilities

• Develop innovative investigative strategies in support of NFA's regulatory mission.
• Continuously monitor Member financial institutions through examinations, financial report analysis and investigations.
• Evaluate findings for possible compliance deficiencies or rule violations and provide insight on corrective action Members must take.

Skills

Data analysis

Risk assessment

Critical thinking

Teamwork

Leadership

Education

Bachelor's degree in business-related major

Accounting coursework (9 credits incl. intermediate accounting)

Job description

National Futures Association seeks an Examiner to join a high-performing regulatory team in New York. You will develop investigative strategies, monitor member institutions through examinations and analyses, and assess findings for potential rule violations and corrective actions.

The role emphasizes critical thinking, teamwork, and a strong commitment to integrity and public protection within the derivatives markets.