Regulatory Data Audit Lead – Hybrid

RSM US LLP; Indianapolis (IN); Hybrid; USD 72,000 - 107,000; Full time

Benefits offered by this job

Hybrid work model

Competitive benefits

Job summary

RSM US LLP is seeking a Data Audit Manager to support a large global financial services client, focusing on data risk, governance, and controls validation. You will evaluate data management practices, review development pipelines, and test controls across data flows to ensure regulatory alignment.

The role emphasizes collaboration with stakeholders, documentation of findings, and adherence to project standards. A hybrid work model and comprehensive total rewards are offered.

Qualifications

• 5+ years of experience in data risk, controls, compliance, validation, audit, consulting, or related functions.
• Experience supporting regulatory remediation, issue validation, consent order activities, or control assessment efforts preferred.
• Strong understanding of data management, data governance, reporting, and analytics processes.
• Working knowledge of technologies such as Python, SQL, Alteryx, and database management systems.
• Experience reviewing and testing controls within complex data and reporting environments.

Responsibilities

• Review and assess data management processes, data processing solutions, and data consumption workflows.
• Evaluate data transformation and processing logic, including code written in languages such as Python.
• Review SQL queries, data models, and transformation processes used to support reporting and analytics outcomes.
• Assess database management systems (DBMS) and related data governance practices.
• Evaluate reporting and analytics platforms (e.g., Alteryx or similar tools) used for data preparation, reporting, and analytical activities.
• Review user access management and other controls designed to protect data assets.
• Assess data lineage and trace data flows across data processing, storage, reporting, and analytics environments.
• Support issue validation, remediation review, and control effectiveness testing activities.
• Document findings, observations, and recommendations in accordance with established project standards and methodologies.

Skills

Python

SQL

Alteryx

Data governance

Data risk

Controls testing

Data quality

Tools

Database management systems

Job description

RSM US LLP is seeking a Data Audit Manager to support a large global financial services client, focusing on data risk, governance, and controls validation. You will evaluate data management practices, review development pipelines, and test controls across data flows to ensure regulatory alignment.

The role emphasizes collaboration with stakeholders, documentation of findings, and adherence to project standards. A hybrid work model and comprehensive total rewards are offered.