Regulatory Data Analyst – Market Surveillance (Hybrid)

DataJobs; Philadelphia (Philadelphia County); Hybrid; USD 50,000 - 75,000; Full time

Benefits offered by this job

401(k) match

ESPP discount

PTO

Medical/Dental/Vision

Education assistance

Job summary

DataJobs in Philadelphia, PA (hybrid) supports Nasdaq’s Market Regulation team by analyzing trading and assisting options surveillance to uphold market integrity and regulatory compliance.

Responsibilities include conducting post-trade surveillance and monitoring real-time activity, plus learning to extract and analyze trading data to aid regulatory referrals and surveillance parameter optimization.

Qualifications

• Bachelor’s degree in Business, Finance, or a related field.
• Or up to 2 years of relevant work experience.
• Analytical mindset with interest in data, trading activity, and market behavior.
• Strong written and verbal communication and teamwork.
• Basic proficiency in Excel; familiarity with data querying or analysis is a plus.

Responsibilities

• Conduct post-trade options surveillance and support surveillance reviews across targeted products and order types.
• Monitor real-time trading activity and review account transactions to support market integrity and regulatory compliance.
• Assist with identifying unusual trading patterns and responding to market participant inquiries under team guidance.
• Learn to extract and analyze trading data to support regulatory referrals and help optimize surveillance parameters.

Skills

Analytical mindset

Strong communication

Team collaboration

Excel proficiency

Data querying/analysis

Education

Bachelor’s degree in Business/Finance or related field

Up to 2 years of relevant work experience

Tools

Excel

SQL basics

Job description

DataJobs in Philadelphia, PA (hybrid) supports Nasdaq’s Market Regulation team by analyzing trading and assisting options surveillance to uphold market integrity and regulatory compliance.

Responsibilities include conducting post-trade surveillance and monitoring real-time activity, plus learning to extract and analyze trading data to aid regulatory referrals and surveillance parameter optimization.