Support Nasdaq’s Market Regulation team in Philadelphia by analyzing trading and assisting options surveillance to help uphold market integrity and regulatory compliance.
Responsibilities
- Conduct post-trade options surveillance and support surveillance reviews across targeted products and order types
- Monitor real-time trading activity and review account transactions to support market integrity and regulatory compliance
- Assist with identifying unusual trading patterns and responding to market participant inquiries under team guidance
- Learn to extract and analyze trading data to support regulatory referrals and help optimize surveillance parameters
Requirements
- Currently pursuing or recently completed a Bachelor’s degree in Business, Finance, or a related field; or up to 2 years of relevant work experience
- Eagerness to learn and grow in a regulated and fast-paced financial environment
- Analytical mindset with interest in data, trading activity, and market behavior
- Strong written and verbal communication skills and ability to work collaboratively within a team
- Basic proficiency in Excel; familiarity with data querying or analysis is a plus
Technology
Nice to Have
- Experience or coursework related to securities markets, financial regulation, or compliance
- Exposure to data tools or query languages used in analysis and reporting
- Strong organizational skills and attention to detail when reviewing large datasets
Benefits
- 401(k) program with 6% employer match
- Employee Stock Purchase Program with 15% discount
- Student loan repayment program up to $10k
- Company paid life and disability plans
- Generous paid time off
- Comprehensive medical, dental, and vision coverage
- Health spending account with employer contribution
- Paid flex days to support mental wellbeing
- Gym membership discounts
- Paid parental leave
- Fertility benefits
- Paid bereavement leave
- Company gift matching program
- Employee resource groups
- Paid volunteer days
- Education Assistance Program
- Robust job skills training and Professional development opportunities
Location: Philadelphia, PA (hybrid)
Education: Bachelor’s degree in Business, Finance, or a related field