Regulatory Compliance Operations Associate

Live Oak Bank; Wilmington (NC); On-site; USD 57,000 - 93,000; Full time

Job summary

Live Oak Bank in Wilmington, NC is seeking an Associate Compliance Analyst to support Regulatory Relations and Compliance. You will coordinate regulatory examinations, manage complaint processes, maintain regulatory records, and liaise with regulators, Legal, and business units to ensure timely responses.

The role requires 1–3 years in banking/related fields, prior banking experience, and residency in Wilmington, NC. Sponsorship is not available.

Qualifications

• 1–3 years of experience in Banking Operations, Compliance, Regulatory Relations, Risk Management, Audit, Regulatory Affairs, or related field.
• Prior banking or financial services experience.
• Must be located in Wilmington, NC.

Responsibilities

• Coordinate examiner contact lists and examination rosters.
• Facilitate examiner access to applicable bank systems per access management procedures.
• Coordinate regulator facility access, visitor registration, and on-site logistics.
• Assist with scheduling and logistics for regulatory examinations and reviews.
• Draft and coordinate responses to regulatory complaints and maintain records.

Skills

Banking operations

Regulatory relations

Risk management

Audit

Job description

Live Oak Bank in Wilmington, NC is seeking an Associate Compliance Analyst to support Regulatory Relations and Compliance. You will coordinate regulatory examinations, manage complaint processes, maintain regulatory records, and liaise with regulators, Legal, and business units to ensure timely responses.

The role requires 1–3 years in banking/related fields, prior banking experience, and residency in Wilmington, NC. Sponsorship is not available.