Regulatory Compliance Analyst — Training & Ethics

A16z; San Francisco (CA); Hybrid; USD 134,000 - 156,000; Full time

Benefits offered by this job

Carry program

Discretionary bonus

Health, dental, vision

Disability insurance

Life insurance

401K plan

Vacation and sick leave

Job summary

a16z Compliance Team seeks a Compliance Analyst to own regulatory requirements for the Firm’s core compliance needs. You will work cross-functionally on pre-clearance of personal trades, firm-wide training, regulatory filings, and updates to the compliance manual.

You will report to the Deputy Chief Compliance Officer and spend 2 days per week in our Menlo Park or San Francisco offices. Strong collaboration and judgment are essential.

Qualifications

• Bachelor’s degree required; JD or CFA is a plus.
• 3–5 years in financial services or tech consulting/project mgmt.
• Experience with regulatory compliance for registered investment advisers.

Responsibilities

• Collaborate with HR, Operations, Finance to build regulatory controls.
• Assist administration of the Firm’s Code of Ethics.
• Scale compliance tasks across the program.
• Analyze potential non-public information and manage information barriers.
• Communicate clearly across teams and levels.
• Design and administer regular compliance training.
• Identify and resolve compliance issues and breaches.

Skills

Regulatory compliance

Analytical skills

Communication

Self-starter

Attention to detail

Collaboration

Learning mindset

Education

Bachelor's degree

JD or CFA preferred

Job description

a16z Compliance Team seeks a Compliance Analyst to own regulatory requirements for the Firm’s core compliance needs. You will work cross-functionally on pre-clearance of personal trades, firm-wide training, regulatory filings, and updates to the compliance manual.

You will report to the Deputy Chief Compliance Officer and spend 2 days per week in our Menlo Park or San Francisco offices. Strong collaboration and judgment are essential.