Regulatory Communications Specialist – Finance Messaging

Rainfall Ventures

Illinois

Hybrid

USD 75,000 - 88,000

Full time

9 days ago
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Benefits offered by this job

Health insurance
401(k) matching
Equity ownership
Bonus opportunities

Job summary

Robinhood is seeking a Brokerage Communications Specialist to own regulatory customer communications for broker-dealer and affiliates. You will draft, route for approvals, and validate messaging in collaboration with senior leadership and multiple departments, including 24/7 on-call support for urgent communications.

You will work with Trump Accounts and high-visibility programs, ensuring messages are compliant and clear, with in-person collaboration across the team in Chicago, Denver, Lake

Qualifications

  • Hold Series 7 and Series 24 licenses, with 3+ years in financial services operations and regulatory compliance.
  • Polished written and verbal communication for regulatory notices and updates to senior leadership.
  • Strong project coordination with ability to manage multiple timelines and adapt to regulatory deadlines.
  • Comfort working with structured data and AI-powered tools to analyze datasets across systems.

Responsibilities

  • Manage the full lifecycle of regulatory mass customer communication campaigns, including scopes, timelines, and notices.
  • Participate in 24/7 on-call rotation, respond to incidents, draft urgent messaging, and coordinate with leadership.
  • Validate delivery of required communications for regulatory compliance using data and reporting tools.
  • Maintain delivery evidence for audits, exams, and regulatory reviews.
  • Collaborate with Compliance, Legal, Senior Leadership, and other departments to balance priorities across daily operations and regulatory projects.

Skills

Series 7
Series 24
Financial services experience
Communication skills
Project coordination
AI data tools
Attention to detail
Bachelor's degree

Education

Bachelor's degree or equivalent

Job description

Robinhood is seeking a Brokerage Communications Specialist to own regulatory customer communications for broker-dealer and affiliates. You will draft, route for approvals, and validate messaging in collaboration with senior leadership and multiple departments, including 24/7 on-call support for urgent communications.

You will work with Trump Accounts and high-visibility programs, ensuring messages are compliant and clear, with in-person collaboration across the team in Chicago, Denver, Lake

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