Regulatory Analyst, Life & Annuities: Compliance & Insight

Integrity; Dallas (TX); On-site; USD 70,000 - 90,000; Full time

Benefits offered by this job

Competitive salary

Benefits package

Supportive work environment

Job summary

A leading insurance distribution company in Dallas is looking for a Regulatory Analyst to manage consumer complaints and inquiries. The role involves analyzing regulatory actions, ensuring compliance with insurance regulations, and reviewing marketing materials. The ideal candidate will have at least five years of regulatory experience and a strong understanding of state insurance laws. This position offers a full-time opportunity with a competitive compensation package in a supportive work environment.

Qualifications

• 5+ years of experience in regulatory/compliance management.
• Understanding of NAIC Models, SEC/FINRA regulations.
• Experience in managing consumer complaints and regulatory actions.

Responsibilities

• Analyze and investigate consumer complaints and inquiries.
• Review and approve various outbound communication materials.
• Maintain records for audit and compliance purposes.

Skills

Comprehensive understanding of state insurance requirements

High proficiency in MS Office applications

Advanced data analytics and reporting skills

Strong process orientation

Intellectual curiosity and analytical approach

Excellent written and oral communication skills

Education

Bachelor's degree in Finance or related field

Tools

MS Office (Excel, Word, PowerPoint)

Job description

A leading insurance distribution company in Dallas is looking for a Regulatory Analyst to manage consumer complaints and inquiries. The role involves analyzing regulatory actions, ensuring compliance with insurance regulations, and reviewing marketing materials. The ideal candidate will have at least five years of regulatory experience and a strong understanding of state insurance laws. This position offers a full-time opportunity with a competitive compensation package in a supportive work environment.