Registered Wealth Management Client Associate

Veracity Software Inc; Providence (RI); On-site; USD 58,000 - 90,000; Full time

Job summary

A leading financial services company is seeking a Registered Wealth Management Client Associate in Providence, RI. In this full-time role, you will engage clients, provide tailored solutions, and support Financial Advisors to meet client needs effectively. The position demands strong client management skills and relevant financial industry certifications.

Qualifications

• Required certifications include SIE, Series 7, and 63/65 or 66.
• Strong knowledge of investment products and client management required.
• Ability to communicate effectively with clients and Financial Advisors.

Responsibilities

• Support enterprise strategic objectives and client advocacy.
• Provide timely and accurate client service and materials.
• Maintain and deepen client relationships while aligning with bank policies.

Skills

Client Management

Customer and Client Focus

Oral Communications

Written Communications

Business Development

Issue Management

Account Management

Education

Client Securities Industry Essentials (SIE), Series 7, 63/65 or 66

Tools

Microsoft Word

Microsoft Excel

Microsoft PowerPoint

Salesforce

Job description

Registered Wealth Management Client Associate

Registered Wealth Management Client Associate

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Providence, RI

Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while customizing solutions based on their specific needs. Job expectations include serving as the most frequent point of contact within Brokerage to address all service needs of their clients.

Onsite

Full Time hours are 37.5 hours per week

Providence, RI

Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while customizing solutions based on their specific needs. Job expectations include serving as the most frequent point of contact within Brokerage to address all service needs of their clients.

Responsibilities:

• Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings
• Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests
• Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk
• Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA
• Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset
  
  

Required Qualifications:

• Client Securities Industry Essentials (SIE), Series 7, 63/65 or 66
• Displays advanced industry knowledge and understanding of investment products
  
  

Desired Qualifications:

• Energetic individual that is self-motivated, coachable and flexible in thought
• Enjoys a fast-paced environment with changing and evolving responsibilities
• Detail oriented
• Invested in personal development
• Consistently pursues client experience excellence
• Works quickly to fulfill client needs, delivering complex solutions
• Frequent communication and an abundance of discretion with sensitive information
• Microsoft Word, Excel and PowerPoint experience with Salesforce a plus
• Professional verbal and written communication
  
  

Skills:

• Account Management
• Client Management
• Customer and Client Focus
• Issue Management
• Oral Communications
• Business Development
• Client Solutions Advisory
• Pipeline Management
• Prioritization
• Administrative Services
• Emotional Intelligence
• Referral Identification
• Written Communications
  
  

Screening Questions - Explain in detail for below questions.

Full Name:

Degree Major with University and Completion year?

Total experience as Registered Wealth Management Client Associate?

Does this candidate hold active Series 7 & 66 (or BOTH the 63 & 65 in lieu of 66)?

Has the candidate had previous experience as a Client Associate supporting Financial Advisors?

Contact Number:

E mail Id:

LinkedIn Id:

Full Address (Street, City, States, Zip Code Required)

Notice period: (in weeks):

Current work authorization status:

Expected Hourly Rates?

Are you ready to relocate on your own expenses and work at Providence, RI / Commute?

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  IT Services and IT Consulting

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