Registered Client Service Associate

Masis Professional Group; Scottsdale (AZ); On-site; USD 50,000 - 70,000; Full time

Benefits offered by this job

Competitive compensation package

Medical benefits

401(k)

Job summary

A financial services firm in Scottsdale, AZ is looking for a Registered Client Service Associate to assist Senior Financial Advisors. The role involves managing client onboarding, providing day-to-day operational support to high-net-worth clients, and participating in marketing initiatives. The ideal candidate will have over 2 years of client service experience in a broker-dealer or RIA and must possess a Series 7 license. A competitive compensation package and full suite of benefits are offered.

Qualifications

• 2+ years of client service experience within a broker-dealer or RIA.
• Series 7 license required.
• Ability to manage multiple client requests efficiently.

Responsibilities

• On-board new clients and process client requests.
• Interact daily with HNW clients, providing support.
• Assist with team marketing events and update the CRM.

Skills

Client service experience

Strong communication skills

Multi-tasking

Education

Series 7 license

Job description

Job Title

Registered Client Service Associate (Series 7 required) – Scottsdale, AZ

Overview

A Scottsdale-based investment firm seeks a Registered Client Service Associate to support two Senior Financial Advisors, assisting with day-to-day operational support for their high-net-worth (HNW) clients.

Responsibilities

• On-board new clients, assist with wires, ADV’s, and process client requests.
• Interact daily with HNW clients, answering and responding to client requests.
• Assist with team marketing events, develop marketing materials, and update the CRM.

Qualifications

• 2+ years of client service experience within a broker‑dealer or RIA.
• Series 7 license required.
• Strong communication skills and ability to manage multiple client requests efficiently.

Benefits

• Competitive compensation package.
• Full suite of benefits including medical, vision, and 401(k).
• Full-time, Scottsdale, AZ location.

Employment Type

Full‑time

Seniority Level

Associate

Job Function

Administrative