Registered Client Associate

UBS; Henderson (NV); On-site; USD 52,000 - 78,000; Full time

Job summary

UBS in Henderson, NV is seeking a Client Services Associate to educate clients on account services and capabilities, and to input client information into the financial planning tools.

You will assist with the preparation of reports for client meetings, ensure documentation for new accounts, maintain up-to-date client records, and organize calendar and marketing logistics for the team.

Qualifications

• SIE, Series 7, Series 66 or combined 63 and 65 licenses preferred.
• At least 2 years of experience in client service within the finance sector.
• Bachelor degree preferred, focusing on Finance.
• Excellent communicator with solid interpersonal skills.
• Detail oriented and thorough.

Responsibilities

• Educate clients on account services and capabilities.
• Input client information into the financial planning tools and Firm tools.
• Assist with the preparation of reports and other materials for client meetings.
• Ensure appropriate documentation is collated for new accounts and service requests.
• Leverage communication channels to enhance relationships with clients.
• Maintain management systems with up-to-date client information.
• Organize logistics for team marketing events and maintain marketing materials.
• Provide team with calendar detailing daily, weekly and monthly activities.
• Identify service opportunities for clients.

Skills

SIE

Series 7

Series 66

Finance experience

Interpersonal skills

Detail oriented

Microsoft Office Suite

Education

Bachelor degree preferred in Finance

Tools

Microsoft Office

Job description

Educate clients on account services and capabilities

• Input client information into the financial planning tools and Firm tools
• Assist with the preparation of reports and other materials for client meetings
• Ensure appropriate documentation is collated for new accounts and service request.
• Leverage communication channels to enhance relationships with clients
• Maintain management systems with up to date client information
• Organize logistics for team marketing events and maintain marketing materials
• Provide team with calendar detailing daily, weekly and monthly activities
• Identify service opportunities for clients.

Your role

• Educate clients on account services and capabilities
• Input client information into the financial planning tools and Firm tools
• Assist with the preparation of reports and other materials for client meetings
• Ensure appropriate documentation is collated for new accounts and service request.
• Leverage communication channels to enhance relationships with clients
• Maintain management systems with up to date client information
• Organize logistics for team marketing events and maintain marketing materials
• Provide team with calendar detailing daily, weekly and monthly activities
• Identify service opportunities for clients.

Job Type

Full Time

Job Reference #

342072BR

City

Henderson

Your team

You'll be working with the Wealth Management team in Henderson.

Your expertise

• SIE, Series 7, Series 66 or combined 63 and 65
• Ideally 2+ years of experience in client service, within the finance sector
• [Bachelor degree preferred], focusing on Finance
• Excellent communicator, with solid interpersonal skills
• Detail oriented (nothing gets past you)
• Proficient in Microsoft Office Suite

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headached in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.