Process Associate

Guidehouse; Indiana; On-site; USD 6,300 - 9,500; Full time

Benefits offered by this job

Employee Assistance Program

Wellness offerings

Learning & development programs

Job summary

Guidehouse India is seeking a Market Surveillance Compliance analyst to detect potential insider trading and market abuse using advanced surveillance technologies. You will work across the Global Compliance Department in a multi-office setup, focusing on alerts, investigations, and project-based enhancements.

Responsibilities include analyzing events, coordinating with engineering and AML groups, and supporting cross-unit surveillance initiatives.

Qualifications

• Bachelor’s degree in a relevant field.
• 1–2 years’ experience with various product types including fixed-income securities and derivatives.
• Advanced Excel and PowerPoint skills with experience in Pivot tables and VLookup.

Responsibilities

• Identify insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts.
• Research market-moving events and create market color, analyze trading in context, and support recommendations.
• Investigate trading issues flagged by business units and coordinate with strategy groups and Engineering for surveillance models.
• Collaborate with AML teams on trading investigations and potential SAR escalations.
• Lead or participate in projects related to market-moving events and enhance trade surveillance controls.

Skills

Advanced MS Excel

PowerPoint

Pivot tables

VLookup

Data manipulation

Data presentation

Large data sets

Education

Bachelor’s Degree

Tools

Bloomberg

Reuters

Market data tools

Job description

What You Will Do

The Market Surveillance Compliance team sits within the Global Compliance Department. The team strives to detect potential insider trading, market abuse, violations of regulations and policies related to information barriers, and/or violations of firmwide trading policies through established advanced technology-based trading surveillances. Market Surveillance focuses on establishing surveillances to cover all business units globally. The opportunity within Market Surveillance exists in the Trivandrum office and will focus on surveillance alerts, ad-hoc investigations arising from internal escalations and regulatory inquiries, as well as project-based work on building out trade-surveillance parameters underpinning new surveillance technologies.

Job Family

GIC Process (India)

Travel Required

None

Clearance Required

None

What You Will Do

The Market Surveillance Compliance team sits within the Global Compliance Department. The team strives to detect potential insider trading, market abuse, violations of regulations and policies related to information barriers, and/or violations of firmwide trading policies through established advanced technology-based trading surveillances. Market Surveillance focuses on establishing surveillances to cover all business units globally. The opportunity within Market Surveillance exists in the Trivandrum office and will focus on surveillance alerts, ad-hoc investigations arising from internal escalations and regulatory inquiries, as well as project-based work on building out trade-surveillance parameters underpinning new surveillance technologies.

Key Responsibilities

• Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts.
• Research market-moving events and create market color, conduct an analysis of the trading in the context of this market color, develop and support a recommendation.
• Investigate potential trading issues flagged by the business units, such as the Global Markets & Banking and Asset and Wealth Management segments.
• Liaise with strategy groups, Engineering, and Technology in the development, review, and testing of new/existing automated surveillance models and output.
• Coordinate with the Anti-Money Laundering Group globally on trading-related investigations and potential escalations which may result in the filing of Suspicious Activity Reports (SAR).
• Pursue ad-hoc projects related to trading around market-moving news events such as drug trials, merger & acquisition announcements, offerings, corporate accounting scandals, etc.
• Participate and potentially lead working groups that focus on enhancing controls/quality of the trade surveillance program.

Basic Qualifications

What You Will Need:

• Bachelor’s Degree
• 1-2 years’ experience/working knowledge of many different product types e.g. fixed-income securities, equity options, and other derivatives such as CDSs and CFDs
• Advanced MS Excel and PowerPoint skills (Pivot tables, VLookup, experience with large data sets, proficient in data manipulation and presentation)

Preferred Qualifications

What Would Be Nice To Have:

• Proficiency with Bloomberg, Reuters and other market data tools and aptitude for research
• Interest in capital markets, current events, and financial news
• Ability to identify and draft a narrative explaining trading strategies
• Strong communication skills, comfort developing a recommendation and supporting it by presenting and explaining analysis
• Team player with great attitude and work ethic
• Ability to multi-task on several different assignments/projects
• Interest in working on a global team dealing with global businesses.
• Relevant Certifications NISM, CFA preferred.

About Guidehouse India

At Guidehouse India, we’re redefining what’s possible by creating opportunities that change lives. Guidehouse is a global professional services firm that delivers advisory, technology, and managed services to clients across both the commercial and public sectors. Our teams turn bold ideas into solutions that transform industries, strengthen communities, and drive meaningful impact worldwide.

Across our Chennai, Trivandrum, and Gurugram locations, you’ll find opportunities where your passion and curiosity help shape what comes next. With cutting edge benefits, innovative learning and development programs, and a people first culture, we empower our people to lead with purpose.

We continue to expand our teams and capabilities across India, investing in state-of-the-art offices and high impact work. Here, you’ll collaborate with experts from around the world, build deep expertise, explore new domains, and accelerate your professional growth while making a real impact.

What We Offer

At Guidehouse India, we are committed to supporting the well-being of our people and their families at every stage of life. We offer competitive compensation and a comprehensive benefits package designed to help you thrive both inside and outside the workplace.

Our benefits include resources such as in house physician consultations, nutritious food options at the workplace, and confidential counseling through our Employee Assistance Program, along with other wellness focused offerings that support your overall well being.

Our comprehensive learning and development programs ensure you’re continuously upskilled and ready to tackle what’s next, so you can shape your own career path while contributing to meaningful, purpose driven work.

Important Fraud Notice

All official recruitment communications from Guidehouse will come from email addresses ending in @guidehouse.com or @myworkday.com. Guidehouse never charges fees, requests money transfers, or collects payments from educational institutions for recruitment events. Please do not share banking or personal financial information with anyone claiming to represent Guidehouse for hiring purposes.

Contact Us

If you have visited our website to explore career opportunities or to apply for a position and have questions, please contact the Guidehouse Recruiting team at [e-mail]. All information you provide will be kept confidential and used only as required to support the recruitment process.

To learn more about Guidehouse in India, visit www.guidehouse.com/india.

Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.