Private Client Investment Associate, Wealth Management

Testing Site - JPMC; San Francisco (CA); On-site; USD 95,000 - 150,000; Full time

Job summary

J.P. Morgan Chase, a leading wealth management firm, seeks a Private Client Investment Associate to deliver client service and operational support to Private Client Advisors. This role focuses on processing account openings, money movements, and investment trades while upholding risk controls.

You will assist advisors with client relationships, wealth planning, referrals, and performance reporting, contributing to team success and client satisfaction in a fast-paced environment.

Qualifications

• Valid and active Series 7 license required or may be obtained within 60 days of employment.
• If registered after Oct 1, 2018 you must also have a valid and active Securities Industry Essentials (SIE) exam.
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors book of business including timely operational requests such as account opening, money movement and investment trades.
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation.
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports.
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase, a leading wealth management firm, seeks a Private Client Investment Associate to deliver client service and operational support to Private Client Advisors. This role focuses on processing account openings, money movements, and investment trades while upholding risk controls.

You will assist advisors with client relationships, wealth planning, referrals, and performance reporting, contributing to team success and client satisfaction in a fast-paced environment.