Private Client Wealth Associate

JPMorgan Chase & Co.; San Tan Valley (AZ); On-site; USD 55,000 - 85,000; Full time

Job summary

JPMorgan Chase & Co. in Arizona is seeking a client-service oriented financial professional to support Advisors, process account openings, money movement and trades, and assist in wealth planning.

You will build client relationships, manage referrals, and provide timely information while complying with risk controls and regulatory requirements. Series 7 and other licenses are required or obtained soon after starting.

Qualifications

• A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment.
• Registered after October 1, 2018? you must also have a valid and active Securities Industry Essentials (SIE) exam.
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment.

Responsibilities

• Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Client relationship management

Risk awareness

Job description

JPMorgan Chase & Co. in Arizona is seeking a client-service oriented financial professional to support Advisors, process account openings, money movement and trades, and assist in wealth planning.

You will build client relationships, manage referrals, and provide timely information while complying with risk controls and regulatory requirements. Series 7 and other licenses are required or obtained soon after starting.