Private Wealth Client Services & Ops Associate

JPMorganChase; Findlay (OH); On-site; USD 65,000 - 90,000; Full time

Job summary

JPMorgan Chase is seeking a Private Client Investment Associate in Wealth Management to deliver exceptional client service and heavy emphasis on operational support. You will process account openings, money movements, and trades while assisting Advisors with client relationships and ongoing wealth planning.

A focus on risk management and regulatory compliance is essential. The role requires active securities licenses within 120 days and involves maintaining daily priorities, meeting deadlines,

Qualifications

• Valid and active Series 7 license or may be obtained within 120 days of employment.
• If registered after Oct 1, 2018, a valid and active SIE exam is required.
• A valid Series 66 (63/65) and Life and Health Insurance license must be obtained within 120 days of starting in the role.

Responsibilities

• Support Advisors book of business, facilitating operational requests such as account openings, money movements and trades.
• Assist Advisors by building and maintaining client relationships and providing updated information and wealth planning support.
• Help manage relationship and account reviews, promote firm services, and prepare performance reports.
• Engage in Risk Management including KYC procedures and account reviews.
• Support compliance and operational procedures and maintain deadlines.
• Foster a positive team environment.

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Client service

Risk management

Regulatory compliance

Job description

JPMorgan Chase is seeking a Private Client Investment Associate in Wealth Management to deliver exceptional client service and heavy emphasis on operational support. You will process account openings, money movements, and trades while assisting Advisors with client relationships and ongoing wealth planning.

A focus on risk management and regulatory compliance is essential. The role requires active securities licenses within 120 days and involves maintaining daily priorities, meeting deadlines,