Private Client Wealth Associate

JPMorgan Chase & Co.; Mission Viejo (CA); On-site; USD 70,000 - 100,000; Full time

Job summary

JPMorgan Chase & Co. in Mission Viejo, CA is seeking a Private Client Investment Associate within Wealth Management to provide client service and operational support to Private Client Advisors.

You will assist with account openings, money movement, trades, wealth planning for clients, and risk and regulatory compliance.

This role requires active Series 7, SIE, Series 66 and Life and Health licenses.

Qualifications

• Active Series 7 license required or obtainable within 60 days of employment.
• If registered after Oct 1, 2018 you must have a valid and active SIE exam.
• Active Series 66 license (63/65) and Life & Health Insurance license must be obtained within 60 days of starting in the role.

Responsibilities

• Support Advisors' book of business with operational requests such as account openings, money movement, and investment trades.
• Assist in building and maintaining client relationships by processing requests, resolving issues, and informing wealth planning for clients.
• Assist in relationship and account reviews; prepare timely performance reports.
• Engage in Risk Management, including KYC procedures and account reviews.
• Support compliance procedures and required forms and documentation.
• Prioritize daily work, track progress, and meet deadlines.
• Maintain and foster team culture.

Skills

Series 7

SIE

Series 66

Life & Health Insurance

Job description

JPMorgan Chase & Co. in Mission Viejo, CA is seeking a Private Client Investment Associate within Wealth Management to provide client service and operational support to Private Client Advisors.

You will assist with account openings, money movement, trades, wealth planning for clients, and risk and regulatory compliance.

This role requires active Series 7, SIE, Series 66 and Life and Health licenses.