Principal Accountant-Financial Reporting

Ameriprise Financial Services, LLC; Minneapolis (MN); On-site; USD 85,000 - 116,000; Full time

Job summary

Ameriprise Financial is seeking a Principal Accountant with experience in regulatory reporting to join their team in Minneapolis. The ideal candidate will manage financial and regulatory filings, ensuring compliance and accuracy while driving process improvements in a dynamic environment. This full-time role offers competitive compensation and extensive benefits.

Benefits

Competitive compensation

Comprehensive benefits program

Qualifications

• 5+ years of relevant accounting experience required.
• 3+ years of experience in financial/regulatory reporting.
• Strong proficiency in Microsoft Excel essential.

Responsibilities

• Prepare financial and regulatory reports for broker-dealers.
• Monitor regulatory changes and implement new requirements.
• Collaborate with Treasury, Operations, and Compliance partners.

Skills

Attention to detail

Problem solving

Communication skills

Microsoft Excel

Education

Bachelor’s degree in accounting, Finance, or related field

Tools

Financial regulatory platforms

ERP systems

Job description

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Ameriprise Financial has an exciting opportunity for a Principal Accountant- Financial Reporting to join the team! We are seeking a financial professional with experience in regulatory reporting to be responsible for the preparation, analysis, and submission of financial and regulatory filings. The ideal candidate will bring technical knowledge of SEC or FINRA requirements and collaborate across functions, ensuring accuracy and compliance in a fast-paced environment.

Key Responsibilities

Prepare financial and regulatory reports for clearing and introducing broker-dealers. This will include responsibilities for daily, monthly, and quarterly regulatory reporting processes for multiple legal entities.

Prepare journal entries including the month end close as well as preparation of financial statements in accordance with GAAP (Generally Accepted Accounting Principles).

Monitor regulatory changes and implement new requirements leveraging internally built technology tools as well as vendor tools.

The individual should possess experience in driving process improvements and system enhancements for reporting efficiency and control.

Flexibility to work on ad-hoc projects as needed/requested while collaborating with Treasury, Operations, and Compliance partners to ensure timely and accurate financial data. Support Controllership and business project initiatives.

Complete requests from and communicate with external auditors and examiners/regulators.

Required Qualifications

Bachelor’s degree in accounting, Finance, or related field

5+ years of relevant accounting experience

3+ years of experience working in a broker-dealer environment, financial services or in financial/regulatory reporting.

Proven ability to lead through change and implement identified process improvements

Strong proficiency in Microsoft Excel and other applications with MS Office suite

Strong attention to detail and ability to problem solve.

Strong verbal and written communication skill

Preferred Qualifications

CPA license or on track to obtain

Series 27 or Series 99 license

Familiarity with SEC and FINRA regulatory rules and frameworks

Experience with financial regulatory platforms and systems (e.g., Workday, Workiva BetaNXT, or other ERP systems)

About Our Company

Experience with XBRL implementation or other regulatory transformation efforts

We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of 2024. With our team of more than 20,000 people in 20 countries, we advise, manage and protect assets and income of more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Base Pay Salary

The estimated base salary for this role is $85,700-$115,700/year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Finance

Line of Business

FIN Finance

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Accounting/Auditing and Finance

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