Operations Leader — Financial Services & Compliance

Stifel, Incorporated; St. Louis (MO); On-site; USD 90,000 - 130,000; Full time

Job summary

Stifel, Incorporated in St. Louis seeks an Operations Manager to lead the department, ensuring accurate, timely completion of processes with strict regulatory compliance.

You will oversee workloads, develop staff, coach and mentor, and serve as SME for complex inquiries while promoting operational efficiency across the team. The role requires 5+ years in financial services and a Bachelor's degree, with proficiency in Outlook, Word, Excel, SQL, Salesforce, and OnBase, plus the ability to adapt to

Qualifications

• Bachelor's degree or equivalent work experience.
• 5+ years in the financial services industry.
• SIE, Series 7 or 99, or ability to obtain within one year.
• Expert knowledge of interpreting financial industry rules and regulations.

Responsibilities

• Lead the team and ensure accuracy, integrity, and timely completion of department processes.
• Manage day-to-day workloads, coaching, and development of associates.
• Ensure compliance with firm policies and regulatory requirements.
• Plan, organize, and oversee team activities to drive efficiency and meet deadlines.
• Assist associates with complex inquiries and escalated issues.

Skills

Leadership

Regulatory knowledge

Communication

Problem-solving

Team management

Education

Bachelor's Degree or equivalent

Tools

Outlook

Word

Excel

Access

SQL

Salesforce

Onbase

Job description

Stifel, Incorporated in St. Louis seeks an Operations Manager to lead the department, ensuring accurate, timely completion of processes with strict regulatory compliance.

You will oversee workloads, develop staff, coach and mentor, and serve as SME for complex inquiries while promoting operational efficiency across the team. The role requires 5+ years in financial services and a Bachelor's degree, with proficiency in Outlook, Word, Excel, SQL, Salesforce, and OnBase, plus the ability to adapt to