Operations Associate: Brokerage & Client Support

1611 Ally Bank; Charlotte (NC); Hybrid; USD 48,000 - 75,000; Full time

Benefits offered by this job

Time off and holidays

401k retirement plan

Relocation assistance

Job summary

Ally Financial is seeking an entry-level Operations Associate to support fast-paced securities market activities, including cashiering, funds movement, New Accounts, and ACAT processing.

The role requires FINRA Series 7 and 63 licenses and a Bachelor's in Finance/Economics/Business; strong communication, multitasking, and attention to detail are essential. Hybrid/onsite work options and comprehensive total rewards are offered.

Qualifications

• Entry-level role in financial services with focus on operations.
• FINRA Series 7 and 63 licenses are required.
• Bachelor's Degree in Finance/Economics/Business preferred.
• Strong customer service, communication and organizational skills.

Responsibilities

• Process cashiering and funds movement, new accounts and ACATs.
• Serve as final processor for high-risk matters and reporting reviews.
• Respond to client inquiries via phone, email, and faxes with high service level.
• Assist Compliance on special projects and training new associates.

Skills

Customer service

Multitasking

Communication

Organizational skills

Problem solving

Education

Bachelor's degree in Finance/Economics/Business

Tools

Microsoft Office

Job description

Ally Financial is seeking an entry-level Operations Associate to support fast-paced securities market activities, including cashiering, funds movement, New Accounts, and ACAT processing.

The role requires FINRA Series 7 and 63 licenses and a Bachelor's in Finance/Economics/Business; strong communication, multitasking, and attention to detail are essential. Hybrid/onsite work options and comprehensive total rewards are offered.