North America Assets Compliance Lead & CCO

Archer; New York (NY); On-site; USD 180,000 - 240,000; Full time

Job summary

Wise is seeking a Lead Compliance Manager to provide senior regulatory leadership for its North America Assets entities, including Wise US Assets Inc. and Wise Assets Canada Inc. The role combines regulatory oversight, policy design, and cross‑functional advisory to enable compliant product launches and scalable growth across the U.S.

and Canada. The successful candidate will partner with Legal, Product, Engineering, Operations, and leadership to embed regulatory requirements into processes

Qualifications

• 12+ years of broker-dealer regulatory compliance experience.
• Strong knowledge of FINRA and SEC rules and supervisory expectations.
• Proven ability to engage regulators and manage examinations.
• Experience building or enhancing broker-dealer compliance programs.
• Ability to translate complex rules into practical requirements for cross-functional teams.

Responsibilities

• Lead the broker-dealer compliance program for Wise US Assets Inc. and related North America assets.
• Oversee regulatory engagement with FINRA, the SEC, and state regulators, including examinations and filings.
• Own the 2LoD oversight for the broker-dealer compliance program and supervisory controls.
• Coordinate licensing, registrations, and approvals; support product launches and operations readiness.
• Mentor and develop compliance staff; build scalable compliance operating model across North America.

Skills

Broker-dealer knowledge

Regulatory engagement

Senior leadership collaboration

Regulatory risk management

Project leadership

Job description

Wise is seeking a Lead Compliance Manager to provide senior regulatory leadership for its North America Assets entities, including Wise US Assets Inc. and Wise Assets Canada Inc. The role combines regulatory oversight, policy design, and cross‑functional advisory to enable compliant product launches and scalable growth across the U.S.

and Canada. The successful candidate will partner with Legal, Product, Engineering, Operations, and leadership to embed regulatory requirements into processes