NA Rates & FIF Trading Control VP - Risk & Compliance Leader

Testing Site - JPMC; New York (NY); On-site; USD 180,000 - 230,000; Full time

Job summary

Testing Site - JPMC, based in New York, seeks a Control Manager - NA Rates & FIF Trading to oversee the control environment for the Rates & FIF trading business. You will partner with risk and control teams to identify gaps, implement policies, and support regulatory exams and audits.

You will drive front-office supervision, develop governance, and ensure timely remediation of issues while coordinating with senior stakeholders across the firm in a fast-paced, results-driven environment.

Qualifications

• Bachelor’s degree or equivalent experience required.
• Excellent written and verbal communication skills with the ability to influence business leaders.
• Solid critical thinking, attention to detail, and analytical skills.
• Ability to synthesize large amounts of data and formulate appropriate conclusions.
• Experience in writing action plans, procedures, and change management.
• Deep understanding of Markets Sales or Trading businesses.
• Experience in operations, operational risk management, business controls, sales, trading, audit, technology, business management, or compliance in a sophisticated global banking environment.
• Strong personality, highly motivated, energetic self-starter who takes ownership and guides senior stakeholders.
• Good organizational skills - manage and prioritize multiple tasks across time horizons.
• Process analysis/design/re-engineering acumen – understand process and risk to inform control design.

Responsibilities

• Drive business control forums with business executives and support groups, ensuring critical business operating risks are covered.
• Identify and remediate control gaps and review key firm-wide policies.
• Execute ad hoc analytical requests, control deep dives, and projects.
• Facilitate the execution of Supervisory attestations and develop Supervisory tools and policies.
• Prepare the business for controls audits and regulatory exams, ensuring issues are followed through.
• Timely identification, escalation, and recording of operational errors.
• Review incidents with stakeholders to agree on root causes and deliver remedial actions.
• Partner with colleagues across the firm to promote consistent operational risk practices.
• Establish control governance and reporting for the North America Rates & FIF business.
• Manage control-related activities and partner effectively with colleagues.
• Advise on operational risk associated with market making, structuring and risk management capabilities across trading products and activities.

Skills

Communication skills

Analytical thinking

Attention to detail

Data synthesis

Change management

Executive influencing

Organizational skills

Education

Bachelor’s degree

Job description

Testing Site - JPMC, based in New York, seeks a Control Manager - NA Rates & FIF Trading to oversee the control environment for the Rates & FIF trading business. You will partner with risk and control teams to identify gaps, implement policies, and support regulatory exams and audits.

You will drive front-office supervision, develop governance, and ensure timely remediation of issues while coordinating with senior stakeholders across the firm in a fast-paced, results-driven environment.