Mutual Fund Trading Specialist

LPL Financial LLC; Tempe (AZ); On-site; USD 62,000 - 103,000; Full time

Job summary

LPL Financial LLC is seeking a Mutual Fund Trader in Tempe, AZ to provide expert support for mutual fund, UIT, and Precious Metals trading. You will deliver an outstanding service experience to financial advisors, staff, and clients in an inbound call center environment.

The role emphasizes collaboration, adaptability, and problem-solving to improve processes and minimize trading issues. You may back up other desks and contribute to a fast-paced, client-focused culture.

Qualifications

• 3+ years in financial services trading required.
• Series 7 and 63 (or 66) required.
• Registration in all US States & Territories upon hire.
• Proficient in MS Office and data analysis.

Responsibilities

• Support Advisors, clients, and internal partners with trading inquiries including order placement, research, corrections, and systems troubleshooting.
• Assist internal employees through knowledge sharing, escalation support, and issue resolution.
• Participate in weekly team huddles and bi-monthly staff meetings to build teamwork and improve processes.
• Coordinate with internal teams, mutual fund sponsors, and transfer agents to resolve trade-related issues and mitigate risk.

Skills

Trading support

Mutual funds

Series 7/63/66

MS Office

Attention to detail

Analytical skills

Tools

Siebel

ClientWorks

Morningstar

VBA

Job description

LPL Financial LLC is seeking a Mutual Fund Trader in Tempe, AZ to provide expert support for mutual fund, UIT, and Precious Metals trading. You will deliver an outstanding service experience to financial advisors, staff, and clients in an inbound call center environment.

The role emphasizes collaboration, adaptability, and problem-solving to improve processes and minimize trading issues. You may back up other desks and contribute to a fast-paced, client-focused culture.