MST Chief Compliance Officer (ETFs & AML)

U.S. Bank; Boston (MA); Hybrid; USD 170,000 - 200,000; Full time

Benefits offered by this job

Healthcare

Life Insurance

Disability Insurance

Parental leave

401(k)

Job summary

U.S. Bank seeks a Chief Compliance Officer for a multi-series trust (MST) overseeing mutual funds and ETFs. The role maintains the MST compliance program, oversees service providers, and reports to MST boards. Travel ~15% with a hybrid schedule requiring in-office presence.

Ideal candidates hold 10+ years in compliance, with leadership experience, ETF knowledge, and strong regulatory expertise. Advanced degrees or JD are a plus. MS Office proficiency required.

Qualifications

• Bachelor’s degree or equivalent experience required.
• Ten or more years of related compliance/financial industry experience.
• Two or more years of managerial experience required.

Responsibilities

• Maintain MST compliance program and policies; respond to regulatory guidance.
• Oversee service providers' compliance programs and perform site visits.
• Prepare and deliver MST compliance reports and 38a-1 annual report.

Skills

Regulatory compliance

Risk management

Leadership

Board reporting

AML knowledge

Project management

Education

Bachelor's degree or higher

10+ years experience

2+ years managerial

Tools

Microsoft Office

Job description

U.S. Bank seeks a Chief Compliance Officer for a multi-series trust (MST) overseeing mutual funds and ETFs. The role maintains the MST compliance program, oversees service providers, and reports to MST boards. Travel ~15% with a hybrid schedule requiring in-office presence.

Ideal candidates hold 10+ years in compliance, with leadership experience, ETF knowledge, and strong regulatory expertise. Advanced degrees or JD are a plus. MS Office proficiency required.