MD, Internal Audit — Client & Product Distribution

Charles Schwab

Westlake (TX)

On-site

USD 180,000 - 260,000

Full time

14 days+

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Benefits offered by this job

401(k) match + ESPP
Vacation & volunteering time + sabbati
Parental leave & family benefits
Tuition reimbursement
Health, dental, and vision insurance

Job summary

Charles Schwab Internal Audit seeks a seasoned Managing Director to lead audits of client and product distribution, retail acquisition channels and related services. You will oversee delivery of high‑quality audits, drive risk assessment, and collaborate with senior management to improve governance and controls across domestic and international client activities.

The role requires deep regulatory understanding, strategic leadership, and the ability to manage complex audit portfolios within a

Qualifications

  • Bachelor’s degree required; advanced degrees a plus.

Responsibilities

  • Lead and organize Internal Audit teams to execute the audit plan across client acquisition, service and support for retail and institutional segments.

Skills

Audit leadership
Regulatory knowledge
Analytical skills
Communication skills
Team leadership

Education

Bachelor’s degree
Advanced degree(s) preferred
CIA
CFSA
FINRA Series 7/24
CPA

Job description

Charles Schwab Internal Audit seeks a seasoned Managing Director to lead audits of client and product distribution, retail acquisition channels and related services. You will oversee delivery of high‑quality audits, drive risk assessment, and collaborate with senior management to improve governance and controls across domestic and international client activities.

The role requires deep regulatory understanding, strategic leadership, and the ability to manage complex audit portfolios within a

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