Hybrid MD, Internal Audit - Client & Product Distribution

Charles Schwab; Austin (TX); On-site; USD 200,000 - 320,000; Full time

Benefits offered by this job

401(k) with company match

Paid time off and sabbatical

Parental leave

Tuition reimbursement

Health, dental, and vision insurance

Job summary

The Charles Schwab Corporation is seeking a Managing Director of Internal Audit, Client and Product Distribution, to lead a broad portfolio of audits across brokerage, asset management and workplace services. The role emphasizes governance, risk, and internal controls, with a focus on data analytics and strategic stakeholder engagement.

You will manage cross-functional audit teams, challenge scoping, and ensure timely, high-quality deliverables while aligning with regulatory expectations and

Qualifications

• 12+ years in corporate internal audit within brokerage/wealth management or equivalent.
• Experience leading internal audit teams across large portfolios and complex environments.
• Strong understanding of governance, risks, and internal controls; ability to assess and improve controls.

Responsibilities

• Lead audit leadership and execution, directing internal teams and resourcing.
• Challenge audit scopes to address key risks, controls, and dependencies across business and tech.
• Oversee risk assessment, annual audit planning, and issue validation testing across portfolio.
• Promote use of data analytics and automation to improve audit effectiveness.
• Drive stakeholder engagement and clear communication of audit findings.

Skills

Audit leadership

Regulatory knowledge

Communication

Team development

Risk assessment

Education

Bachelor's degree

CIA/CFSA/CPA preferred

Job description

The Charles Schwab Corporation is seeking a Managing Director of Internal Audit, Client and Product Distribution, to lead a broad portfolio of audits across brokerage, asset management and workplace services. The role emphasizes governance, risk, and internal controls, with a focus on data analytics and strategic stakeholder engagement.

You will manage cross-functional audit teams, challenge scoping, and ensure timely, high-quality deliverables while aligning with regulatory expectations and