MD, Internal Audit: Client & Product Distribution

Charles Schwab Corporation; Westlake (TX); On-site; USD 150,000 - 190,000; Full time

Job summary

The Charles Schwab Corporation seeks a Managing Director, Internal Audit, Client and Product Distribution to lead the audit portfolio across retail acquisition channels and client service. You will manage teams, scope audits, challenge risk areas, and drive data analytics usage for improved audit effectiveness.

Demonstrated leadership, regulatory knowledge, and communication skills are essential. The role requires extensive experience in corporate internal audit within brokerage/wealth

Qualifications

• 12+ years of corporate internal audit experience in brokerage/wealth management or similar

Responsibilities

• Lead and oversee internal audit activities across client acquisition, service and support for retail and institutional clients

Skills

Leadership

Communication (verbal)

Communication (written)

Analytical thinking

Regulatory knowledge

Education

Bachelor's degree

Advanced degree

CIA

CFSA

FINRA Series 7/24

CPA

Tools

Data analytics

Job description

The Charles Schwab Corporation seeks a Managing Director, Internal Audit, Client and Product Distribution to lead the audit portfolio across retail acquisition channels and client service. You will manage teams, scope audits, challenge risk areas, and drive data analytics usage for improved audit effectiveness.

Demonstrated leadership, regulatory knowledge, and communication skills are essential. The role requires extensive experience in corporate internal audit within brokerage/wealth