Marketing Compliance Analyst - Social & Materials Review

PIMCO; Austin (TX); Presencial; USD 70.000 - 95.000; Jornada completa

Descripción de la vacante

PIMCO, based in Austin, TX, seeks a Marketing Compliance Analyst to join its Legal & Compliance Department. The role supports the Compliance Marketing Review team, ensuring marketing materials meet regulatory requirements and internal standards.

You will gain early-career exposure to diverse investment products and global compliance initiatives, developing expertise in marketing compliance within a leading investment management firm.

Formación

• Bachelor’s Degree in Accounting, Business, Finance, Economics or equivalent preferred.
• FINRA Series 7 and 24 licensing (firm-sponsored; study time supported).
• Prior compliance experience in investment management or financial services is a plus.
• Knowledge of diverse investment products and strategies (mutual funds, ETFs, private funds, fixed income, equities, alternatives) is advantageous.
• Strong organizational and multitasking abilities.
• Excellent written and verbal communication skills.
• Ability to work independently while collaborating effectively within a team.
• High sense of accountability, urgency, and adaptability.

Responsabilidades

• Social media monitoring: surveil social media activity for compliance with regional regulations and firm policy; provide high-velocity compliance guidance to marketing and sales teams.
• Develop and enhance technology processes for compliance review of marketing materials.
• Marketing material review: evaluate and monitor content for regulatory compliance and firm policies.
• Compliance implementation: assist in applying compliance requirements across investment advisory and distribution activities.
• Project participation: contribute to compliance initiatives and projects to enhance programs and processes.
• Cross-functional collaboration: partner with global teams including marketing, product management, and operations to deliver compliant solutions.
• Advisory support: provide timely, accurate, and actionable compliance advice in a fast-paced environment.
• Relationship building: foster strong partnerships within Legal & Compliance and across business units.

Conocimientos

Social media monitoring

Regulatory compliance

Cross-functional collaboration

Communication skills

Project management

Educación

Bachelor’s Degree or International Degree equivalent

Descripción del empleo

PIMCO, based in Austin, TX, seeks a Marketing Compliance Analyst to join its Legal & Compliance Department. The role supports the Compliance Marketing Review team, ensuring marketing materials meet regulatory requirements and internal standards.

You will gain early-career exposure to diverse investment products and global compliance initiatives, developing expertise in marketing compliance within a leading investment management firm.