Marketing & Communications Risk VP: AI-Driven Compliance Leader

Morgan Stanley; Alpharetta (GA); On-site; USD 120,000 - 170,000; Full time

Job summary

Morgan Stanley is seeking a Vice President for the Wealth Management Risk division to lead the Risk Communications Central Review Unit. You will review and approve firm communications with the public, file retail materials with FINRA, and collaborate with Business Partners, Legal and Compliance on regulatory matters.

You will also help shape AI/LLM-enabled capabilities within risk workflows and oversee vendor and technology integrations under firm policies.

Qualifications

• Experience delivering or operationalizing AI/ML or LLM-enabled solutions in real-world workflows.

Responsibilities

• Review and approve communications with the public, including retail content and social media.

Skills

Regulatory understanding

Strong analytical skills

Communication skills

Team collaboration

Education

Undergraduate degree

FINRA Series 7 licensed

Series 24/9/10 plan

Tools

Microsoft Office

Adobe Suite

Job description

Morgan Stanley is seeking a Vice President for the Wealth Management Risk division to lead the Risk Communications Central Review Unit. You will review and approve firm communications with the public, file retail materials with FINRA, and collaborate with Business Partners, Legal and Compliance on regulatory matters.

You will also help shape AI/LLM-enabled capabilities within risk workflows and oversee vendor and technology integrations under firm policies.