Market Supervision Manager – Financial Compliance Lead

TD Bank; Vienna (VA); On-site; USD 91,000 - 145,600; Full time

Benefits offered by this job

Career development programs

Health and well-being benefits

Paid time off

Job summary

TD Bank is seeking a Market Supervision Manager located in Vienna, Virginia. The role involves overseeing compliance and operational duties while collaborating with Wealth Market Leaders to achieve strategic objectives.

Ideal candidates will have a Bachelor's Degree, 5+ years of industry experience, and relevant supervisory skills. A competitive salary range of $91,000 - $145,600 per year, along with robust career development opportunities, is offered.

Qualifications

• 5+ years of industry experience required.
• 3+ years of supervisory experience in financial services.
• Strong understanding of compliance and regulatory frameworks.

Responsibilities

• Manage day-to-day supervisory and operational aspects of the market.
• Lead and implement control initiatives.
• Participate in the hiring process focusing on compliance needs.

Skills

Leadership

Communication

Operational Excellence

Regulatory Knowledge

Education

Bachelor's Degree

FINRA Series 7, 24 and 66 or equivalent

Job description

TD Bank is seeking a Market Supervision Manager located in Vienna, Virginia. The role involves overseeing compliance and operational duties while collaborating with Wealth Market Leaders to achieve strategic objectives.

Ideal candidates will have a Bachelor's Degree, 5+ years of industry experience, and relevant supervisory skills. A competitive salary range of $91,000 - $145,600 per year, along with robust career development opportunities, is offered.