Licensed Financial Planner & Advisor

Bank of America; Katy (TX); On-site; USD 65,000 - 100,000; Full time

Job summary

Bank of America in the United States is seeking a Financial Advisor to provide comprehensive advice and customized solutions to clients, helping them reach financial goals. You will triage client leads, refer to partners as needed, meet with clients to review goals, and build financial plans incorporating brokerage products.

This role requires Series 7 and 66, at least one year in investments, and the ability to navigate a fast-paced environment while managing regulatory due diligence.

Qualifications

• Currently holds Series 7 & 66 licenses (63 & 65 in lieu of 66) or equivalent.
• At least one year experience in the investments industry.
• Experience in financial services or a sales environment with goals.
• Ability to build and implement financial plans for clients.
• Familiarity with regulatory due diligence and SAFE Act basics.

Responsibilities

• Plan clients' short and long-term financial goals with brokerage products.
• Recommend banking and investment strategies aligned to client needs.
• Triages client requests and refers to internal partners as needed.
• Mitigates and controls risk as part of daily activities.
• Identifies potential new clients and expands center clientele.
• Provide coaching to referral partners based on client needs and services.

Skills

Account Management

Advisory

Client Experience

Communication

Active Listening

Attention to Detail

Risk Management

Problem Solving

Client Management

Education

High School Diploma / GED

Job description

Bank of America in the United States is seeking a Financial Advisor to provide comprehensive advice and customized solutions to clients, helping them reach financial goals. You will triage client leads, refer to partners as needed, meet with clients to review goals, and build financial plans incorporating brokerage products.

This role requires Series 7 and 66, at least one year in investments, and the ability to navigate a fast-paced environment while managing regulatory due diligence.