Licensed Financial Experience Associate — In-Store & Events

moomoo; New York (NY); On-site; USD 55,000 - 100,000; Full time

Benefits offered by this job

Competitive salary

Performance-based bonuses

Comprehensive benefits package

Job summary

A leading financial services firm in New York seeks a Financial Customer Experience Associate to manage activations and enhance client engagement. Responsibilities include overseeing sales and support at events and ensuring compliance with regulations. The ideal candidate should have a Series 7 license and experience in sales. This role offers a competitive salary and strong professional growth opportunities.

Qualifications

• 3+ years of experience in sales and/or customer service within a financial services company.
• Strong personal trading experience is preferred.
• In-depth knowledge of FINRA and SEC marketing guidelines.

Responsibilities

• Lead all Mets stadium activations and local event activations.
• Track and report merchandise inventory and sales.
• Manage part-time representatives and interns during events.
• Stay current on market news and trends.

Skills

Customer engagement

Sales

Financial market awareness

Leadership

Education

Series 7 license

Series 63 license (to be obtained)

Job description

A leading financial services firm in New York seeks a Financial Customer Experience Associate to manage activations and enhance client engagement. Responsibilities include overseeing sales and support at events and ensuring compliance with regulations. The ideal candidate should have a Series 7 license and experience in sales. This role offers a competitive salary and strong professional growth opportunities.