Legal Underwriting Specialist

Shamrock Trading Corp.; Overland Park (KS); On-site; USD 55,000 - 75,000; Full time

Job summary

Shamrock Trading Corporation seeks a Legal Underwriting Specialist to underwrite RTS Financial prospects and perform risk analysis and due diligence. The role requires analyzing legal documents, filing UCC-1 statements, and maintaining strict confidentiality across projects.

You will review bylaws, articles, and operating agreements, handle account diligence for new and existing clients, and help implement document controls. Strong independence and teamwork are essential.

Qualifications

• Bachelor's degree with 1+ years of experience or 5+ years of equivalent experience.
• Background in underwriting and/or analysis preferred.
• Experience with corporate filings and UCC financing statements.

Responsibilities

• Underwrite new RTS Financial prospects and complete risk analysis and due diligence on existing customers.
• Perform legal research on UCC filings, judgments, liens and tax obligations.
• File UCC-1 Financing Statements and amendments.
• Maintain quality standards and confidentiality on all projects and client and company matters.
• Analyze corporate documents such as bylaws, articles, and operating agreements.
• Complete risk analysis and full due diligence review on new prospects or current clients.
• Develop and implement processes to support document controls and safeguards.
• Develop working knowledge of various businesses operating in other countries, if applicable.
• Detect and resolve any issues involving account irregularities for current clients.
• Become a partner in developing strategies to achieve company growth.
• Work to keep all parties apprised of progress and/or issues.
• With training, review agreements and revise as needed.
• Work well within a team atmosphere.

Skills

Underwriting

Risk analysis

Ethical judgment

Independence

Detail oriented

Education

Bachelor's degree

Paralegal certification is a plus

Job description

Responsibilities

The role of the Legal Underwriting Specialist is to underwrite new RTS Financial prospects and complete risk analysis and due diligence on existing customers.

• Perform legal research on UCC filings, judgments, liens and tax obligations.
• File UCC-1 Financing Statements and amendments.
• Maintain quality standards and confidentiality on all projects and client and company matters.
• Analyze corporate documents such as bylaws, articles, and operating agreements.
• Complete risk analysis and full due diligence review on new prospects or current clients.
• Develop and implement processes to support document controls and safeguards.
• Develop working knowledge of various businesses operating in other countries, if applicable.
• Detect and resolve any issues involving account irregularities for current clients.
• Become a partner in developing strategies to achieve company growth.
• Work to keep all parties (leadership/sales/operations) apprised of progress and/or issues.
• With training, review agreements and revise as needed.
• Work well within a team atmosphere.

Qualifications

• Bachelor's degree and 1+ years of experience or 5+ years of equivalent experience
• Background in underwriting and/or analysis preferred
• Experience with corporate filings and UCC financing statements
• Ability to remain ethical and objective while exercising independent judgment
• Ability to work and learn independently and meet deadlines
• Detail-oriented and capable of effectively prioritizing multiple tasks
• Must be flexible and able to adapt to constantly changing priorities
• Paralegal certification is a plus